2013 -- S 0711 | |
======= | |
LC01416 | |
======= | |
STATE OF RHODE ISLAND | |
| |
IN GENERAL ASSEMBLY | |
| |
JANUARY SESSION, A.D. 2013 | |
| |
____________ | |
| |
A N A C T | |
RELATING TO BUSINESSES AND PROFESSIONS | |
|
      |
|
      |
     Introduced By: Senator Frank Lombardo | |
     Date Introduced: March 13, 2013 | |
     Referred To: Senate Commerce | |
It is enacted by the General Assembly as follows: | |
1-1 |
     SECTION 1. Sections 5-1-2, 5-1-5, 5-1-7, 5-1-13 and 5-1-13.1 of the General Laws in |
1-2 |
Chapter 5-1 entitled "Architects" are hereby amended to read as follows: |
1-3 |
     5-1-2. Definitions. -- The following definitions apply in the interpretation of the |
1-4 |
provisions of this chapter, unless the context requires another meaning: |
1-5 |
      (1) "Architect" means any person who engages in the practice of architecture, as that |
1-6 |
term is defined in this section as attested by his or her licensing as an architect in this state. |
1-7 |
      (2) "Board" means the board of examination and registration of architects established by |
1-8 |
this chapter. |
1-9 |
      (3) "Certificate" means the certificate of registration issued annually by the board, |
1-10 |
indicating that the individual named in the certificate is an architect. |
1-11 |
      (4) "Certificate of authorization" means the certificate of authorization issued by the |
1-12 |
board, indicating the sole proprietor, partnership, limited liability partnership, corporation, or |
1-13 |
limited liability company named in the certificate is permitted to practice architecture in the state. |
1-14 |
      (5) "Practice of architecture" means rendering or offering to render those services, |
1-15 |
described as follows: |
1-16 |
      (i) Rendering or offering to render services in connection with the design and |
1-17 |
construction, enlargement or alteration of a building or group of buildings and the space within |
1-18 |
and surrounding the buildings, which have as their principal purpose human occupancy or |
1-19 |
habitation; |
2-20 |
      (ii) The services referred to in this section include, but are not limited to, planning, |
2-21 |
providing preliminary studies, designs, drawings, specifications, and other technical submissions, |
2-22 |
the administration of construction contracts and the coordination of any elements of technical |
2-23 |
submissions prepared by others including, as appropriate and without limitation, consulting |
2-24 |
engineers and landscape architects; |
2-25 |
      (iii) The practice of architecture does not include the practice of engineering as defined |
2-26 |
in section 5-8-2(f)(1), but a registered architect may perform any engineering work that is |
2-27 |
incidental to the practice of architecture. |
2-28 |
      (6) "Responsible control" means that amount of control over and detailed knowledge of |
2-29 |
the content of technical submissions during their preparations as is ordinarily exercised by |
2-30 |
registered architects applying the required professional standard of care. Reviewing, or reviewing |
2-31 |
and correcting, technical submissions after they have been prepared by others does not constitute |
2-32 |
the exercise of responsible control because the reviewer has neither control over nor detailed |
2-33 |
professional knowledge of the content of such submissions throughout their preparation. |
2-34 |
     (7) "Department" means the department of business regulation. |
2-35 |
     (8) "Director" means the director of the department of business regulation or his or her |
2-36 |
designee. |
2-37 |
     5-1-5. Board -- Rules and regulations -- Examination and registration powers. -- (a) |
2-38 |
Subject to the approval of the director, the |
2-39 |
the conduct of its own proceedings that it deems appropriate. |
2-40 |
      (b) Subject to the approval of the director, the |
2-41 |
regulations for the examination and registration of architects |
2-42 |
the profession of architecture, and the issuance and renewal of certificates that it deems |
2-43 |
appropriate, including rules for the issuance of certificates by reciprocity. This shall not include |
2-44 |
any prohibition of employment of the registered architect as he or she chooses. |
2-45 |
      (c) To be registered, the applicant shall be required to pass examinations and grading |
2-46 |
procedure of the national council of architectural registration boards, provided that the applicant |
2-47 |
is qualified under subsections 5-1-8(a) and 5-1-8(b). |
2-48 |
      (d) With the assistance of the department, the |
2-49 |
certificates to individuals who have qualified to practice architecture under the provisions of this |
2-50 |
chapter. |
2-51 |
|
2-52 |
|
2-53 |
may, within ten (10) days of the decision, appeal the matter to the director by submitting a written |
2-54 |
request for a formal hearing to be conducted in accordance with the provisions of section 5-1- |
3-1 |
13.1. |
3-2 |
      (e) |
3-3 |
that is necessary and proper to effectuate the purposes of this chapter, including the power to: |
3-4 |
      (1) |
3-5 |
|
3-6 |
hearings in accordance with the provisions of section 5-1-13.1 to determine whether to suspend, |
3-7 |
revoke, annul, or take other permitted action with respect to certificates of registration and |
3-8 |
certificates of authorization in accordance with the provisions of this chapter; |
3-9 |
      (2) Investigate all complaints and charges of unprofessional conduct, including, but not |
3-10 |
limited to, conduct specified under section 5-1-13, against any licensee or any applicant for a |
3-11 |
certificate of registration or certificate of authorization |
3-12 |
|
3-13 |
|
3-14 |
      (3) Appoint one or more members of the board |
3-15 |
investigator to act on behalf of the board in investigating the conduct of any licensee, or of any |
3-16 |
applicant for a certificate of registration or certificate of authorization, or in the alternative to |
3-17 |
appoint a probable cause committee to investigate this conduct on its behalf. The committee is to |
3-18 |
be comprised of licensees in good standing, as the board determines; |
3-19 |
      (4) |
3-20 |
connection with any investigation conducted under the authority of this chapter. |
3-21 |
|
3-22 |
|
3-23 |
      (5) Enter into consent agreements or informal resolutions with any party under |
3-24 |
investigation for violations under this chapter and/or chapter 5-84. |
3-25 |
     (6) Participate in formal proceedings through representation by the department's legal |
3-26 |
staff acting as the prosecuting agent before the director. |
3-27 |
     (f) The department and/or board and its members and agents are immune from personal |
3-28 |
liability for actions taken in good faith in the discharge of the |
3-29 |
this chapter, and the state shall indemnify the department and/or board and these members and |
3-30 |
agents for, and hold them harmless from, any and all costs, damages, and reasonable attorneys |
3-31 |
fees arising from or related in any way to claims or actions against them as to matters to which |
3-32 |
the immunity applies. |
3-33 |
     5-1-7. Practice prohibited -- Criminal penalties -- Injunctions. -- (a) No individual |
3-34 |
shall: |
4-1 |
      (1) Practice or offer to practice architecture in this state; |
4-2 |
      (2) Use any title, sign, card, or device implying that the individual is an architect or is |
4-3 |
competent to practice architecture in this state; |
4-4 |
      (3) Use in connection with his or her name or otherwise any title or description |
4-5 |
conveying or tending to convey the impression that the individual is an architect or is competent |
4-6 |
to practice architecture in this state; or |
4-7 |
      (4) Use or display any words, letters, figures, seals, or advertisements indicating or |
4-8 |
implying that the individual is an architect or is competent to practice architecture in this state, |
4-9 |
unless that individual holds a currently valid certificate of registration/authorization issued |
4-10 |
pursuant to this chapter or is specifically exempted from holding a certificate under the provisions |
4-11 |
of this chapter. |
4-12 |
      (b) No sole proprietorship, partnership, limited liability partnership corporation, or |
4-13 |
limited liability company shall: |
4-14 |
      (1) Practice or offer to practice architecture in this state; |
4-15 |
      (2) Use any title, sign, card, or device implying that the sole proprietorship, partnership, |
4-16 |
limited liability partnership, corporation, or limited liability company is competent to practice |
4-17 |
architecture in this state; |
4-18 |
      (3) Use in connection with its name, or otherwise, any title or description conveying or |
4-19 |
tending to convey the impression that the entity is an architectural firm or is competent to practice |
4-20 |
architecture in this state; or |
4-21 |
      (4) Use or display any words, letters, figures, seals, or advertisements indicating that the |
4-22 |
entity is an architectural firm or is competent to practice architecture in this state, unless that sole |
4-23 |
proprietorship, partnership, limited liability partnership, corporation, or limited liability company |
4-24 |
complies with the requirements of this chapter. |
4-25 |
      (c) Any individual, sole proprietorship, limited liability partnership, corporation, or |
4-26 |
limited liability company which: (1) violates subsection (a) or (b) of this section; (2) presents or |
4-27 |
attempts to use the certificate of registration/authorization of another; (3) gives any false or |
4-28 |
forged evidence of any kind to the department, board or to any member of the board in obtaining |
4-29 |
or attempting to obtain a certificate of registration/authorization; (4) falsely impersonates any |
4-30 |
other registrant whether of a like or different name; (5) uses or attempts to use an expired, |
4-31 |
revoked, or nonexistent certificate of registration/authorization; (6) falsely claims to be registered |
4-32 |
under this chapter; or (7) otherwise violates any provision of this chapter; is guilty of a |
4-33 |
misdemeanor, and upon conviction by a court of competent jurisdiction, shall be sentenced to pay |
4-34 |
a fine of not more than one thousand dollars ($1,000) for the first offense and a fine of not less |
5-1 |
than one thousand dollars ($1,000) nor more than two thousand dollars ($2,000) for each |
5-2 |
subsequent offense, or imprisonment for not more than one year, or both; and in the court's |
5-3 |
discretion and upon good cause shown, reimburse the |
5-4 |
expenses, and costs incurred by the department and/or board in connection with the proceedings, |
5-5 |
including attorneys fees (which amounts shall be deposited as general revenues); and be subject |
5-6 |
to, in the |
5-7 |
      (d) Either on his or her own initiative or on the recommendation of the board, the |
5-8 |
director |
5-9 |
violations of subsection (a) or (b) or violations of section 5-1-12. In injunction proceedings, the |
5-10 |
|
5-11 |
substantial or irreparable damage would result from continued violations. The superior court, in |
5-12 |
its discretion and in addition to any injunctive relief granted to the |
5-13 |
that any person or entity in violation of this section shall: |
5-14 |
      (1) Upon good cause shown, reimburse the |
5-15 |
expenses, and costs incurred by the department and/or board in connection with the proceedings, |
5-16 |
including attorneys fees (which amounts shall be deposited as general revenues); and/or |
5-17 |
      (2) Be subject to public censure or reprimand. |
5-18 |
     5-1-13. Revocation or suspension of certificates of registration or of authorization. -- |
5-19 |
(a) After notice and hearing as provided in section 5-1-13.1, the |
5-20 |
|
5-21 |
|
5-22 |
action with respect to |
5-23 |
censure, reprimand, or censure in writing; and/or (4) limit the scope of practice of; and/or (5) |
5-24 |
impose an administrative fine upon (not to exceed one thousand dollars ($1,000) for each |
5-25 |
violation); and/or (6) place on probation; and/or (7) for good cause shown, order a reimbursement |
5-26 |
of the department |
5-27 |
proceedings (which amounts shall be deposited as general revenues), all with or without terms, |
5-28 |
conditions, or limitations, holders of a certificate of registration or a certificate of authorization |
5-29 |
(subsequently referred to as a licensee or licensees) for any or more of the causes set out in |
5-30 |
subsection (b) of this section. |
5-31 |
      (b) The |
5-32 |
of the following causes: |
5-33 |
      (1) Bribery, fraud, deceit, or misrepresentation in obtaining a certificate of registration or |
5-34 |
certificate of authorization; |
6-1 |
      (2) Practicing architecture in another state, country, or jurisdiction in violation of the |
6-2 |
laws of that state, country, or jurisdiction; |
6-3 |
      (3) Practicing architecture in this state in violation of the standards of professional |
6-4 |
conduct established by the board and approved by the director; |
6-5 |
      (4) Fraud, deceit, recklessness, gross negligence, misconduct, or incompetence in the |
6-6 |
practice of architecture; |
6-7 |
      (5) Use of an architect's stamp in violation of section 5-1-12; |
6-8 |
      (6) Violation of any of the provisions of this chapter or chapter 5-84; |
6-9 |
      (7) Suspension or revocation of the right to practice architecture before any state or |
6-10 |
before any other country or jurisdiction; |
6-11 |
      (8) Conviction of or pleading guilty or nolo contendere to any felony, or to any crime of, |
6-12 |
or act constituting a crime of, forgery, embezzlement, obtaining money under false pretenses, |
6-13 |
bribery, larceny, extortion, conspiracy to defraud, or any other similar offense, in a court of |
6-14 |
competent jurisdiction of this state or any other state or of the federal government; |
6-15 |
      (9) Failure to furnish to the department, board, or any person acting on behalf of the |
6-16 |
department and/or board, within sixty (60) days of notification any information that may be |
6-17 |
legally requested by the department and/or board; |
6-18 |
      (10) In conjunction with any violation of subdivisions (1) -- (9) of this subsection, any |
6-19 |
conduct reflecting adversely upon the licensee's fitness to engage in the practice of architecture; |
6-20 |
and |
6-21 |
      (11) In conjunction with any violation of subdivisions (1) -- (9) of this subsection, any |
6-22 |
other conduct injurious to the reputation of the architectural profession. |
6-23 |
     5-1-13.1. |
6-24 |
|
6-25 |
Notice to other states. -- (a) The |
6-26 |
chapter against holders of a certificate of registration and/or a certificate of authorization |
6-27 |
(subsequently referred to as a licensee or licensees) either on his or her |
6-28 |
recommendation of the board, |
6-29 |
|
6-30 |
notification from another state board of architects or from the appropriate authority in another |
6-31 |
country or jurisdiction of its decision to: |
6-32 |
      (1) Revoke, suspend, annul, or refuse to renew the practice privileges granted in that |
6-33 |
state or in that country or jurisdiction to the licensee; or |
7-34 |
      (2) Publicly censure, or censure in writing, limit the scope of practice of, impose an |
7-35 |
administrative fine upon, or place on probation the licensee. |
7-36 |
      (b) A written notice stating the nature of the charge or charges against the licensee and |
7-37 |
the time and place of the hearing before the |
7-38 |
the licensee not less than twenty (20) days prior to the date of the hearing either personally or by |
7-39 |
mailing a copy of the notice by certified mail, return receipt requested, to the address of the |
7-40 |
licensee last known to the board. |
7-41 |
      (c) If, after being served with the notice of hearing as provided for in this section, the |
7-42 |
licensee fails to appear at the hearing and to defend against the stated charges, the |
7-43 |
department may proceed to hear evidence against the licensee and may enter any order that is |
7-44 |
justified by the evidence. That order is final unless the licensee petitions for a review of it as |
7-45 |
provided in this section; provided, that within thirty (30) days from the date of any order, upon a |
7-46 |
showing of good cause for failing to appear and defend, the |
7-47 |
proceedings and may permit the licensee to submit evidence in his, her or on its behalf. |
7-48 |
      (d) (1) At any hearing pursuant to this section, the licensee may: |
7-49 |
      (i) Appear in person or be represented by counsel; |
7-50 |
      (ii) Produce evidence and witnesses on his, her, or its behalf; |
7-51 |
      (iii) Cross examine witnesses; and |
7-52 |
      (iv) Examine the evidence that is produced. |
7-53 |
      (2) A sole proprietorship may be represented before the department or board by counsel |
7-54 |
or by the sole proprietor. A partnership or limited liability partnership may be represented before |
7-55 |
the department or board by counsel or any partner of the partnership. A corporation may be |
7-56 |
represented by counsel before the department or board or by any shareholder, officer or director |
7-57 |
of the corporation. A limited liability company may be represented before the department or |
7-58 |
board by counsel or by any member or manager of the limited liability company. The licensee is |
7-59 |
entitled, upon written application to the board, to the issuance of subpoenas to compel the |
7-60 |
attendance of witnesses on the licensee's behalf. |
7-61 |
      (e) The |
7-62 |
attendance of witnesses and the production of documents and may administer oaths, take |
7-63 |
testimony, hear proofs and receive exhibits in evidence in connection with or upon hearing |
7-64 |
pursuant to this chapter. In case of disobedience to a subpoena, the |
7-65 |
the superior court to require the attendance and testimony of witnesses and the production of |
7-66 |
documentary evidence. |
7-67 |
      (f) The |
7-68 |
in the conduct of its proceedings, but any findings of fact and conclusions of law made by |
8-1 |
|
8-2 |
|
8-3 |
      (g) |
8-4 |
|
8-5 |
of procedure for administrative hearings. |
8-6 |
      |
8-7 |
|
8-8 |
      |
8-9 |
adversely affected by the decision, is governed by section 42-35-15. |
8-10 |
      |
8-11 |
|
8-12 |
|
8-13 |
censure, censure in writing, limit the scope of practice of, impose an administrative fine upon, or |
8-14 |
place on probation a licensee, the board shall examine its records to determine whether the |
8-15 |
licensee holds a certificate of registration or a certificate of authorization to practice in any other |
8-16 |
state, country, or jurisdiction. If the board determines that the licensee in fact holds a certificate of |
8-17 |
registration or certificate of authorization, the board shall immediately notify the board of |
8-18 |
architecture of the other state, country, or jurisdiction by mail of |
8-19 |
pursuant to this section, and include in the notice an indication as to whether or not the licensee |
8-20 |
has appealed the decision. |
8-21 |
      |
8-22 |
whom proceedings have been initiated under sections 5-1-13 and 5-1-13.1 to reimburse the |
8-23 |
department for any fees, expenses, and costs incurred by the |
8-24 |
connection with the proceedings, including attorneys fees. These fees shall be paid within thirty |
8-25 |
(30) days from the date they are assessed and may be reviewed in accordance with section 42-35- |
8-26 |
15, and deposited as general revenues. |
8-27 |
      |
8-28 |
authorization to any applicant denied a certificate of registration or certificate of authorization, |
8-29 |
under any of the provisions of this section upon presentation of suitable evidence. |
8-30 |
      |
8-31 |
available to act as legal advisor to the board and render any legal assistance that is necessary in |
8-32 |
carrying out the provisions of this chapter. The |
8-33 |
obtain other necessary assistance |
8-34 |
chapter, and the compensation and expenses for the employment shall be paid from the fund of |
9-1 |
the |
9-2 |
     SECTION 2. Sections 5-8-2, 5-8-3, 5-8-8, 5-8-11, 5-8-13, 5-8-14, 5-8-18, 5-8-19, 5-8-20, |
9-3 |
5-8-23 and 5-8-24 of the General Laws in Chapter 5-8 entitled "Engineers" are hereby amended |
9-4 |
to read as follows: |
9-5 |
     5-8-2. Definitions. -- As used or within the intent of this chapter: |
9-6 |
      (a) "Accredited program" means specific engineering curricula within established |
9-7 |
institutions of higher learning that have both met the criteria of, and have been designated by, the |
9-8 |
Engineering Accreditation Commission of the Accreditation Board for Engineering and |
9-9 |
Technology, Inc. (ABET-EAC). |
9-10 |
      (b) "Board" means the state board of registration for professional engineers subsequently |
9-11 |
provided by this chapter. |
9-12 |
      (c) "Engineer" means a person who, by reason of his or her special knowledge and use of |
9-13 |
the mathematical, physical, and engineering sciences and the principles and methods of |
9-14 |
engineering analysis and design, acquired by engineering education and engineering experience, |
9-15 |
is qualified to practice engineering, as subsequently defined, and as attested by his or her |
9-16 |
registration as an engineer. |
9-17 |
      (d) "Engineer-in-training" means a person who complies with the requirements for |
9-18 |
education, experience, and character, and has passed an examination in the fundamental |
9-19 |
engineering subjects, as provided in sections 5-8-11 and 5-8-13. |
9-20 |
      (e) "National Council of Examiners for Engineering and Surveying (NCEES)" is a |
9-21 |
nationally recognized organization which assists state boards and territorial boards to better |
9-22 |
discharge their duties and responsibilities in regulating the practice of engineering and land |
9-23 |
surveying. |
9-24 |
      (f) (1) "Practice of engineering" means any service or creative work, the adequate |
9-25 |
performance of which requires engineering education, training, and experience in the application |
9-26 |
of special knowledge of the mathematical, physical, and engineering sciences to services or |
9-27 |
creative work such as consultation, investigation, evaluation surveys, planning and design of |
9-28 |
engineering systems, and the supervision of construction for the purpose of assuring compliance |
9-29 |
with specifications; and embracing those services or work in connection with any public or |
9-30 |
private utilities, structures, buildings, machines, equipment, processes, work, or projects in which |
9-31 |
the public welfare or the safeguarding of life, health, or property is concerned. |
9-32 |
      (2) Any person shall be construed to practice or offer to practice engineering, within the |
9-33 |
meaning and intent of this chapter, who: |
10-34 |
      (i) Practices any branch of the profession of engineering; |
10-35 |
      (ii) By verbal claim, sign, advertisement, letterhead, card, or in any other way represents |
10-36 |
himself or herself to be an engineer, or through the use of some other title implies that he or she is |
10-37 |
an engineer or that he or she is registered under this chapter; or |
10-38 |
      (iii) Holds himself or herself out as able to perform, or who does perform any |
10-39 |
engineering service or work or any other service designated by the practitioner or recognized as |
10-40 |
engineering. |
10-41 |
      (g) "Professional engineer" means a person who has been registered and licensed by the |
10-42 |
state board of registration for professional engineers. |
10-43 |
      (h) "Responsible charge" means direct control and personal supervision of engineering |
10-44 |
work. |
10-45 |
      (i) "Rules and regulations" means that document of the same title, as amended from time |
10-46 |
to time, subject to the director's approval, that has been adopted by the board and filed with the |
10-47 |
secretary of state in accordance with sections 42-35-3(a), 42-35-4(b), and 5-8-8. |
10-48 |
     (j) "Department" means the department of business regulation. |
10-49 |
     (k) "Director" means the director of the department of business regulation or his or her |
10-50 |
designee. |
10-51 |
     5-8-3. Board -- Creation -- Duties -- Composition -- Appointments -- Terms. -- (a) |
10-52 |
The duty of the board of engineers is to administer those provisions of this chapter that relate to |
10-53 |
the regulation of professional engineering and the registration of professional engineers. |
10-54 |
      (b) |
10-55 |
rules and regulations for the conduct of its own proceedings, for examination of applicants, for |
10-56 |
registration of professional engineers and engineers-in-training, for continuing education |
10-57 |
requirements, |
10-58 |
board and for governing the practice of engineering all that it deems appropriate. |
10-59 |
      (c) (1) Members of the board are subject to the provisions of chapter 14 of title 36. The |
10-60 |
board consists of five (5) persons, who are appointed by the governor, and must have the |
10-61 |
qualifications required by section 5-8-4. Each member of the board shall receive a certificate of |
10-62 |
his or her appointment from the governor and shall file with the secretary of state his or her |
10-63 |
written oath or affirmation for the faithful discharge of his or her official duty. Appointments to |
10-64 |
the board shall be in the manner and for a period of time that the term of each member expires at |
10-65 |
a different time. On the expiration of the term of any member, the governor shall in the manner |
10-66 |
previously provided appoint for a term of five (5) years a registered professional engineer having |
10-67 |
the qualifications required in section 5-8-4. A member may be reappointed to succeed himself or |
10-68 |
herself, but shall not serve more than two (2) full consecutive terms. Each member may hold |
11-1 |
office until the expiration of the term for which appointed or until a successor has been appointed |
11-2 |
and has qualified. |
11-3 |
      (2) The board shall designate and establish a system of registration by discipline not later |
11-4 |
than December 31, 1994, and shall subsequently administer that registration system. |
11-5 |
      (3) The registration system shall provide, at a minimum, for the registration of: |
11-6 |
      (i) Civil engineers; |
11-7 |
      (ii) Chemical engineers; |
11-8 |
      (iii) Electrical engineers; |
11-9 |
      (iv) Mechanical engineers; |
11-10 |
      (v) Structural engineers; |
11-11 |
      (vi) Environmental engineers; and |
11-12 |
      (vii) Fire protection engineers. |
11-13 |
      (4) The board may establish additional classifications by rule and regulation subject to |
11-14 |
the approval of the director. |
11-15 |
      (5) Classification of disciplines shall conform to the standards established by the |
11-16 |
NCEES. Nothing in this section shall be construed to limit the registration of a qualified applicant |
11-17 |
to only one discipline. |
11-18 |
      (d) The board shall annually provide a written report to the director of the department of |
11-19 |
business regulation presenting a summary of all fees collected, a list of all individuals registered, |
11-20 |
a summary of all disciplinary actions taken, and the disposition of all complaints made to the |
11-21 |
board. After reviewing the board's report, the director shall submit a copy of the report with his or |
11-22 |
her comments on the performance of the board, its compliance with this chapter and the director's |
11-23 |
recommendations, to the governor, the general assembly, and the board. |
11-24 |
     5-8-8. Board -- Powers. -- (a) (1) |
11-25 |
has the power to adopt and amend all bylaws and rules of procedure, not inconsistent with the |
11-26 |
constitution and laws of this state or this chapter, which may be reasonably necessary for the |
11-27 |
proper performance of its duties. |
11-28 |
      (2) The board shall adopt and have an official seal, which is affixed to each certificate |
11-29 |
issued. |
11-30 |
      (b) In carrying into effect the provisions of this chapter, the board, under the hand of its |
11-31 |
chairperson and the seal of the board, may recommend that the director subpoena witnesses and |
11-32 |
compel their attendance, and also may recommend that the director order |
11-33 |
of books, papers, documents, or other pertinent data, in any disciplinary matters, or in any case in |
11-34 |
which a violation of this chapter or chapter 5-84 is alleged. Upon failure or refusal to comply with |
12-1 |
that order |
12-2 |
director |
12-3 |
subpoena. |
12-4 |
     (c) Either on his or her own initiative or on the recommendation of the board, the director |
12-5 |
|
12-6 |
manner provided in cases of civil procedure, without bond, to enforce the provisions of this |
12-7 |
chapter, or to restrain any violation of the provisions of this chapter. In injunction proceedings, it |
12-8 |
shall not be necessary to allege or prove either that an adequate remedy at law does not exist or |
12-9 |
that substantial or irreparable damage would result from the continued violation. The department |
12-10 |
and/or members of the board are not personally liable under this proceeding. |
12-11 |
     (d) No action or other legal proceedings for damages shall be instituted against the |
12-12 |
department and/or board or against any member, employee, or agent thereof for any actions taken |
12-13 |
in good faith in the intended performance of any power granted under this chapter or for any |
12-14 |
neglect or default in the performance or exercise in good faith of that power. The state shall |
12-15 |
indemnify the department and/or board and these members, employees, or agents for, and hold |
12-16 |
them harmless from, any and all costs, damages, and reasonable attorneys' fees arising from or |
12-17 |
related in any way to claims or actions against them as to matters to which the immunity applies. |
12-18 |
     5-8-11. General requirements for registration or certification. -- (a) Engineer or |
12-19 |
engineer-in-training. To be eligible for registration as a professional engineer or certification as |
12-20 |
an engineer-in-training, an applicant must be of good character and reputation and shall submit |
12-21 |
five (5) references with his or her application for registration, three (3) of which references shall |
12-22 |
be registered engineers having personal knowledge of his or her engineering experience, or in the |
12-23 |
case of an application for certification as an engineer-in-training, by three (3) character |
12-24 |
references. |
12-25 |
     (b) The following shall be considered minimum evidence satisfactory to the board that |
12-26 |
the applicant is qualified for registration as a professional engineer or for certification as an |
12-27 |
engineer-in-training, respectively: |
12-28 |
     (1) As a professional engineer: |
12-29 |
     (i) Registration by endorsement. (A) A person holding a current certificate of registration |
12-30 |
to engage in the practice of engineering, on the basis of comparable written examinations, issued |
12-31 |
to him or her by either a proper authority of a state, territory, or possession of the United States, |
12-32 |
the District of Columbia, or of any foreign country, and whose qualifications meets the |
12-33 |
requirements of this chapter, based on verified evidence may, upon application, be registered |
12-34 |
without further examination. |
13-1 |
     (B) A person holding a certificate of qualification issued by the National Council of |
13-2 |
Examiners for Engineering and Surveying, whose qualifications meet the requirements of this |
13-3 |
chapter, may, upon application, be registered without further examination, provided he or she is |
13-4 |
qualified. |
13-5 |
     (ii) Graduation from an accredited program, experience and examination. A graduate of |
13-6 |
or senior enrolled in an ABET-EAC accredited engineering curriculum of four (4) years or more |
13-7 |
approved by the board as being of satisfactory standing, shall be admitted to an |
13-8 |
|
13-9 |
obtaining a specific record of a minimum of four (4) years of experience in engineering work of a |
13-10 |
grade and character which indicates to the board that the applicant may be competent to practice |
13-11 |
engineering, the applicant may be admitted to an |
13-12 |
principles and practice of engineering. The graduate having a specific record of twelve (12) years |
13-13 |
or more of experience in engineering work of a grade and character which indicates to the board |
13-14 |
that the applicant may be competent to practice engineering, shall be admitted to an |
13-15 |
|
13-16 |
the applicant shall be granted a certificate of registration to practice engineering in this state, |
13-17 |
provided he or she is qualified. |
13-18 |
     (iii) Graduation from a non-accredited program, experience, and examination. A |
13-19 |
graduate of or senior enrolled in an engineering curriculum of four (4) years or more other than |
13-20 |
those approved by the board as being of satisfactory standing shall be admitted to an |
13-21 |
|
13-22 |
obtaining a specific record of a minimum of four (4) years of experience in engineering work of a |
13-23 |
grade and character which indicates to the board that the applicant may be competent to practice |
13-24 |
engineering, the applicant may be admitted to an |
13-25 |
principles and practice of engineering. Upon passing these examinations, the applicant shall be |
13-26 |
granted a certificate of registration to practice engineering in this state, provided he or she is |
13-27 |
qualified. |
13-28 |
     (iv) Teaching. Engineering teaching in a college or university offering an ABET-EAC |
13-29 |
accredited engineering curriculum of four (4) years or more may be considered as engineering |
13-30 |
experience. |
13-31 |
     (v) Engineers previously registered. Each engineer holding a certificate of registration |
13-32 |
and each engineer-in-training under the laws of this state as previously in effect shall be deemed |
13-33 |
registered as an engineer or engineer-in-training as appropriate under this chapter. |
14-34 |
     (2) As an engineer-in-training: the following is considered as minimum evidence that the |
14-35 |
applicant is qualified for certification as an engineer in training: |
14-36 |
     (i) Graduation and examination. A graduate of an ABET-EAC accredited engineering |
14-37 |
curriculum of four (4) years or more who has passed the board's |
14-38 |
examination in the fundamentals of engineering shall be certified or enrolled as an engineer-in- |
14-39 |
training, if he or she is qualified. |
14-40 |
     (ii) Graduation from a non-accredited program and examination. A graduate of a non- |
14-41 |
accredited engineering curriculum of four (4) years or more who has passed the board's |
14-42 |
|
14-43 |
engineering experience of a grade and character approved by the board shall be certified and |
14-44 |
enrolled as an engineer in training, if he or she is qualified. |
14-45 |
     (iii) Duration of engineer in training certification. The certification or enrollment of an |
14-46 |
engineer in training shall be valid for a minimum period of twelve (12) years. |
14-47 |
     5-8-13. Examinations. -- (a) |
14-48 |
|
14-49 |
fundamental engineering subjects may be taken as provided in § 5-8-11. The principles and |
14-50 |
practice examinations may not be taken until the applicant has completed a period of engineering |
14-51 |
experience as prescribed in § 5-8-11. |
14-52 |
     (b) The passing grade on any examination shall not be less than seventy percent (70%) as |
14-53 |
established by NCEES. A candidate failing one examination may apply for reexamination, which |
14-54 |
may be granted upon payment of a fee to cover the charges and expenses of examination and |
14-55 |
scoring. Any candidate for registration having an average grade of less than fifty percent (50%) |
14-56 |
may not apply for reexamination for one year. Any candidate for certification or registration |
14-57 |
failing an examination three (3) or more times must appear before the board in person to request |
14-58 |
permission to be reexamined in accordance with the board's rules and regulations. |
14-59 |
     5-8-14. Certificates of registration-Enrollment cards-Seals.-- (a) With the assistance |
14-60 |
of the department, the |
14-61 |
of the registration fee as provided for in this chapter, to any applicant, who, in the opinion of the |
14-62 |
board, has met the requirements of this chapter. Enrollment cards shall be issued to those who |
14-63 |
qualify as engineers-in-training. Certificates of registration shall carry the designation |
14-64 |
“professional engineer”, show the full name of the registrant without any titles, have a serial |
14-65 |
number and shall be signed by the chairperson of the board. |
14-66 |
     (b) The issuance of a certificate of registration by the board is prima facie evidence that |
14-67 |
the person named in the certificate is entitled to all rights and privileges of a professional engineer |
14-68 |
while the certificate remains unrevoked or unexpired. |
15-1 |
     (c) Each registrant under this chapter may, upon registration obtain a seal of the design |
15-2 |
authorized by the board bearing the registrant's name, serial number, and the legend “Registered |
15-3 |
professional engineer”. Final engineering drawings, specifications, plats, and reports prepared by |
15-4 |
a registrant shall be, when issued, signed, dated, and stamped with his or her seal or facsimile of a |
15-5 |
seal. It is unlawful for an engineer to affix, or permit his or her seal or facsimile of a seal to be |
15-6 |
affixed, to any work of which the engineer has not been responsibly charged to any engineering |
15-7 |
drawings, specifications, plats, or reports after expiration of a certificate or for the purpose of |
15-8 |
aiding or abetting any other person to evade or attempt to evade any provision of this chapter. |
15-9 |
     (d) Any party aggrieved by the board’s decision regarding license issuance or renewal |
15-10 |
may, within ten (10) days of the decision, appeal the matter to the director by submitting a written |
15-11 |
request for a formal hearing to be conducted in accordance with the provisions of section 5-8-18. |
15-12 |
     5-8-18. |
15-13 |
|
15-14 |
notice and a hearing as provided in this section, the director |
15-15 |
or upon recommendation of the board: (1) suspend, revoke, or take other permitted action with |
15-16 |
respect to |
15-17 |
permitted action with respect to |
15-18 |
censure, or reprimand or censure in writing; (4) limit the scope of practice of; (5) impose an |
15-19 |
administrative fine upon, not to exceed one thousand dollars ($1,000) for each violation; (6) place |
15-20 |
on probation; and/or (7) for good cause shown order a reimbursement of the department |
15-21 |
all fees, expenses, costs, and attorneys fees in connection with the proceedings, which amounts |
15-22 |
shall be deposited as general revenues; all with or without terms, conditions or limitations, |
15-23 |
holders of a certificate of registration or a certificate of authorization, referred to as licensee(s), |
15-24 |
for any one or more of the causes set out in subsection (b) of this section. |
15-25 |
     (b) The director |
15-26 |
of the following causes: |
15-27 |
     (1) Bribery, fraud, deceit, or misrepresentation in obtaining a certificate of registration or |
15-28 |
certificate of authorization; |
15-29 |
     (2) Practicing engineering in another state or country or jurisdiction in violation of the |
15-30 |
laws of that state or country or jurisdiction; |
15-31 |
     (3) Practicing engineering in this state in violation of the standards of professional |
15-32 |
conduct established by the board and approved by the director; |
15-33 |
     (4) Fraud, deceit, recklessness, gross negligence, misconduct, or incompetence in the |
15-34 |
practice of engineering; |
16-1 |
     (5) Use of an engineer's stamp in violation of section 5-8-14; |
16-2 |
     (6) Violation of any of the provisions of this chapter or chapter 5-84; |
16-3 |
     (7) Suspension or revocation of the right to practice engineering before any state or |
16-4 |
before any other country or jurisdiction; |
16-5 |
     (8) Conviction of or pleading guilty or nolo contendere to any felony or to any crime of, |
16-6 |
or an act constituting a crime of, forgery, embezzlement, obtaining money under false pretenses, |
16-7 |
bribery, larceny, extortion, conspiracy to defraud, or any other similar offense or offenses |
16-8 |
involving moral turpitude, in a court of competent jurisdiction of this state or any other state or of |
16-9 |
the federal government; |
16-10 |
     (9) Failure to furnish to the department and/or board or any person acting on behalf of the |
16-11 |
department and/or board in a reasonable time any information that may be legally requested by |
16-12 |
the department and/or board; |
16-13 |
     (10) In conjunction with any violation of subdivisions (1)--(9) of this subsection, any |
16-14 |
conduct reflecting adversely upon the licensee's fitness to engage in the practice of engineering; |
16-15 |
and |
16-16 |
     (11) In conjunction with any violation of subdivisions (1)--(9) of this subsection, any |
16-17 |
other conduct discreditable to the engineering profession. |
16-18 |
     (c) Any person may file complaints of fraud, deceit, gross negligence, incompetence, or |
16-19 |
misconduct against any registrant. Those charges shall be in writing, sworn to by the person or |
16-20 |
persons making them and filed with the board. |
16-21 |
     (d) All charges, unless dismissed by the director |
16-22 |
heard by the director |
16-23 |
filed or within six (6) months following resolution of similar charges that have been brought |
16-24 |
against a registrant who is before another regulatory body. |
16-25 |
     (e) The time and place for the hearing pursuant to subsection (d) of this section shall be |
16-26 |
fixed by the department |
16-27 |
of hearing, shall be personally served on or mailed to the last known address of the registrant, at |
16-28 |
least thirty (30) days before the date fixed for the hearing. At any hearing, the accused registrant |
16-29 |
shall have the right to appear personally and/or by counsel, to cross-examine witnesses appearing |
16-30 |
against him or her, and to produce evidence and witnesses in his or her own defense. The board |
16-31 |
may participate in formal proceedings through representation by the department’s legal staff |
16-32 |
acting as the prosecuting agent before the director. |
16-33 |
     (f) If, after the hearing pursuant to subsection (d) of this section, the evidence is in favor |
16-34 |
of sustaining the charges, the director |
17-1 |
|
17-2 |
certificate of authorization, or publicly censure the licensee, or take any other action and/or order |
17-3 |
any other penalty permitted by this section. The department |
17-4 |
may reissue a certificate of registration or certificate of authorization or renewal to any person or |
17-5 |
firm whose certificate has been revoked. |
17-6 |
     (g) |
17-7 |
conduct of an applicant, engineer, sole proprietorship, partnership, limited liability partnership, |
17-8 |
corporation, limited liability company or individual. |
17-9 |
     (h) Nothing in this chapter shall be construed to prohibit the board from entering into |
17-10 |
consent agreements or informal resolutions with any party under investigation for violations |
17-11 |
under this chapter and/or chapter 5-84. |
17-12 |
     5-8-19. Appeals. -- Any person, sole proprietorship, partnership, limited liability |
17-13 |
partnership, corporation or limited liability company aggrieved by any decision or ruling of the |
17-14 |
department |
17-15 |
|
17-16 |
     5-8-20. Violations and penalties-Enforcement-Injunctions.-- (a) No individual shall: |
17-17 |
(1) practice or offer to practice engineering in this state; (2) use any title, sign, card, or device |
17-18 |
implying that the individual is an engineer or is competent to practice engineering in this state; (3) |
17-19 |
use in connection with his or her name or otherwise any title or description conveying or tending |
17-20 |
to convey the impression that the individual is an engineer or is competent to practice engineering |
17-21 |
in this state; or (4) use or display any words, letters, figures, seals, or advertisements indicating |
17-22 |
that the individual is an engineer or is competent to practice engineering in this state; unless that |
17-23 |
individual holds a currently valid certificate issued pursuant to this chapter or is specifically |
17-24 |
exempted from the certificate requirement under the provisions of this chapter. |
17-25 |
     (b) No sole proprietorship, partnership, limited liability partnership, corporation or |
17-26 |
limited liability company shall: (1) practice or offer to practice engineering in this state; (2) use |
17-27 |
any title, sign, card, or device implying that the sole proprietorship, partnership, limited liability |
17-28 |
partnership, corporation or limited liability company is competent to practice engineering in this |
17-29 |
state; (3) use in connection with its name or otherwise any title or description conveying or |
17-30 |
tending to convey the impression that the entity is an engineering firm or is competent to practice |
17-31 |
engineering in this state; or (4) use or display any words, letters, figures, seals, or advertisements |
17-32 |
indicating that the entity is an engineering firm or is competent to practice engineering in this |
17-33 |
state; unless that sole proprietorship, partnership, limited liability partnership, corporation or |
17-34 |
limited liability company complies with the requirements of this chapter. |
18-1 |
     (c) Any individual, sole proprietorship, partnership, limited liability partnership, |
18-2 |
corporation or limited liability company which: (1) violates subsection (a) or (b) of this section; |
18-3 |
(2) presents or attempts to use the certificate of registration/authorization of another; (3) gives any |
18-4 |
false or forged evidence of any kind to the department, board or to any member or employee |
18-5 |
thereof in obtaining or attempting to obtain a certificate of registration/authorization; (4) falsely |
18-6 |
impersonates any other registrant whether of a like or different name; (5) uses or attempts to use |
18-7 |
an expired, revoked, or nonexistent certificate of registration/authorization; (6) falsely claims to |
18-8 |
be registered under this chapter; or (7) otherwise violates any provision of this chapter; is guilty |
18-9 |
of a misdemeanor, and upon conviction by a court of competent jurisdiction shall be sentenced to |
18-10 |
pay a fine of not more than one thousand dollars ($1,000) for the first offense and a fine of not |
18-11 |
less than one thousand dollars ($1,000) nor more than two thousand dollars ($2,000) for each |
18-12 |
subsequent offense, or imprisonment for not more than one year, or both; and in the court's |
18-13 |
discretion and upon good cause shown reimburse the department |
18-14 |
expenses, and costs incurred by the board in connection with the proceedings, including attorneys |
18-15 |
fees, which amount shall be deposited as general revenues; and be subject to, in the director’s |
18-16 |
|
18-17 |
     (d) |
18-18 |
the director has the power to institute injunction proceedings in superior court to prevent |
18-19 |
violations of subsection (a) or (b) of this section or violations of § 5-8-1. In injunction |
18-20 |
proceedings, the director |
18-21 |
not exist, or that substantial or irreparable damage would result from continued violations. The |
18-22 |
superior court, in its discretion and in addition to any injunctive relief granted to the department |
18-23 |
|
18-24 |
     (1) Upon good cause shown reimburse the |
18-25 |
expenses, and costs incurred by the board and/or the department in connection with the |
18-26 |
proceedings, including attorneys fees, which amounts shall be deposited as general revenues; |
18-27 |
and/or |
18-28 |
     (2) Be subject to public censure or reprimand. |
18-29 |
     (e) It is the duty of all constituted officers of the state and all political subdivisions of the |
18-30 |
state, to enforce the provisions of this chapter and to prosecute any persons violating those |
18-31 |
provisions. |
18-32 |
     (f) The |
18-33 |
staff available to act as legal adviser to the board and render any legal assistance that is necessary |
18-34 |
in carrying out the provisions of this chapter. The director |
19-1 |
necessary assistance to aid in the enforcement of this chapter, and their compensation and |
19-2 |
expenses shall be paid from funds as provided in § 5-8-23. |
19-3 |
     5-8-23. Deposit of fees.-- |
19-4 |
provisions of this chapter shall be deposited as general revenues. |
19-5 |
      |
19-6 |
|
19-7 |
|
19-8 |
|
19-9 |
     5-8-24. Sole proprietorship, partnership, limited liability partnership, corporate and |
19-10 |
limited liability company.-- (a) The practice or offer to practice engineering as defined by this |
19-11 |
chapter by a sole proprietorship, partnership, limited liability partnership, corporation or a limited |
19-12 |
liability company subsequently referred to as the “firm”, through individuals is permitted; |
19-13 |
provided, that the individuals: (1) are in direct control of the practice; (2) exercise personal |
19-14 |
supervision of all personnel who act in behalf of the firm in professional and technical matters; |
19-15 |
and (3) are registered under the provisions of this chapter; and provided, that the firm has been |
19-16 |
issued a certificate of authorization by the board of engineers. |
19-17 |
     (b)(1) Within one year after enactment of this chapter, every firm must obtain a |
19-18 |
certificate of authorization from the board and those individuals in direct control of the practice |
19-19 |
and who exercise direct supervision of all personnel who act in behalf of the firm in professional |
19-20 |
and technical matters must be registered with the board. The certificate of authorization shall be |
19-21 |
issued by the board, with the assistance of the department, upon satisfaction of the provisions of |
19-22 |
this chapter and the payment of a fee not to exceed one hundred fifty dollars ($150). This fee is |
19-23 |
waived if the firm consists of only one person who is the person in responsible charge. |
19-24 |
     (2) Every firm desiring a certificate of authorization must file with the board an |
19-25 |
application for a certificate of authorization on a form to be provided by the board. A separate |
19-26 |
form provided by the board shall be filed with each renewal of the certificate of authorization and |
19-27 |
within thirty (30) days of the time any information previously filed with the board has changed, is |
19-28 |
no longer true or valid, or has been revised for any reason. If, in its judgment, the information |
19-29 |
contained on the application and renewal form is satisfactory and complete, the board, with the |
19-30 |
assistance of the department, will issue a certificate of authorization for the firm to practice |
19-31 |
engineering in this state. |
19-32 |
     (3) No firm that has been granted a certificate of authorization by the board shall be |
19-33 |
relieved of responsibility for modification or derivation of the certificate, unless the board has |
19-34 |
issued for the applicant a certificate of authorization or a letter indicating the eligibility of the |
20-1 |
applicant to receive the certificate. The firm applying shall supply the certificate or letter from the |
20-2 |
board with its application for incorporation, organization or registration as a foreign corporation. |
20-3 |
     (c) Any party aggrieved by the board’s decision regarding license issuance or renewal |
20-4 |
may, within ten (10) days of the decision, appeal the matter to the director by submitting a written |
20-5 |
request for a formal hearing in accordance with the provisions of section 5-8-18. |
20-6 |
     SECTION 3. Sections 5-8.1-2, 5-8.1-4, 5-8.1-9, 5-8.1-10, 5-8.1-12, 5-8.1-15, 5-8.1-16, |
20-7 |
and 5-8.1-17 of the General Laws in Chapter 5-8.1 entitled "Land Surveyors" are hereby amended |
20-8 |
and/or added to read as follows: |
20-9 |
     5-8.1-2. Definitions. -- The following definitions apply in the interpretation of the |
20-10 |
provisions of this chapter, unless the context requires another meaning: |
20-11 |
     (1) "ABET" means the Accreditation Board for Engineering and Technology. |
20-12 |
     (2) "Accredited program" means an approved program or course of study currently |
20-13 |
accredited and subject to review by the accepted national organization ABET (land surveying) |
20-14 |
and any other similar school or course of study which fulfills equivalent requirements which the |
20-15 |
board approves. |
20-16 |
     (3) "Applicant" means an individual who has submitted an application for registration to |
20-17 |
practice land surveying as a surveyor-in-training, and/or a certification of authorization. |
20-18 |
     (4) "Board of land surveyors", "board of professional land surveyors" or "board" means |
20-19 |
the board of registration for professional land surveyors, as subsequently provided by this |
20-20 |
chapter. |
20-21 |
     (5) "Candidate" means a person who has the qualifications prerequisite by statute and |
20-22 |
board regulation for admission to examination and who has filed with the board an application for |
20-23 |
registration accompanied by the required examination fee. |
20-24 |
     (6) "Certificate of registration" means a certificate issued by the board of professional |
20-25 |
land surveyors to a person to engage in the profession regulated by the board. |
20-26 |
     (7) "Experience" means combined office and field work in land surveying satisfactory to |
20-27 |
the board, including any work which is performed under the direct control and personal |
20-28 |
supervision of a professional land surveyor. |
20-29 |
     (8) "Land surveyor-in-training" means a person who has qualified for, taken and passed |
20-30 |
an examination in the fundamentals of land surveying. |
20-31 |
     (9) "NCEES" means the National Council of Examiners for Engineering and Surveying. |
20-32 |
     (10) "Part-time" means any type of employment or work engagement that requires less |
20-33 |
than twenty (20) hours of labor per week. |
21-34 |
     (11) "Practice of land surveying" means any service or work, the adequate performance |
21-35 |
of which involves the application of special knowledge of the principles of mathematics, the |
21-36 |
related physical and applied sciences and the relevant requirements of law for adequate evidence |
21-37 |
to perform the act of measuring and locating lines, angles, elevations, natural and manmade |
21-38 |
features in the air, on the surface of the earth, within underground workings, and on the beds of |
21-39 |
bodies of water for the purpose of determining areas and volumes, for the monumenting of |
21-40 |
property boundaries and for the platting and layout of lands and their subdivisions, including the |
21-41 |
topography, alignment, and grades of streets and for the preparation of maps, record plats, field |
21-42 |
note records and property descriptions that represent these surveys. |
21-43 |
     (12) "Practice or offer to practice" means a person who engages in land surveying, or |
21-44 |
who by verbal claim, sign, letterhead, card or in any other way represents himself or herself to be |
21-45 |
a professional land surveyor. |
21-46 |
     (13) "Principal" means an individual who is a registered professional land surveyor and |
21-47 |
who is an officer, shareholder, director, partner, member, manager or owner of that organization |
21-48 |
and who is in responsible charge of an organization's professional practice for which he or she is |
21-49 |
registered. |
21-50 |
     (14) "Professional land surveyor" means a person who has been duly registered as a |
21-51 |
professional land surveyor by the board established under this chapter, and who is a professional |
21-52 |
specialist in the technique of measuring land, educated in the basic principles of mathematics, the |
21-53 |
related physical and applied sciences and the relevant requirements of law for adequate evidence |
21-54 |
and all to surveying of real property and engaged in the practice of land surveying as defined in |
21-55 |
this section. |
21-56 |
     (15) "Registrant" means an individual who has been issued a certificate of registration by |
21-57 |
the board of professional land surveyors. |
21-58 |
     (16) "Registrant's seal" means an emblem of a type, shape, and size and as specified by |
21-59 |
the board of registration of professional land surveyors for use by an individual registrant to |
21-60 |
stamp legal descriptions final drawings, specifications, and reports. |
21-61 |
     (17) "Related curriculum" means an educational program of sufficient length and |
21-62 |
academic quality and content to satisfy the board. |
21-63 |
     (18) "Responsible charge" means direct control and personal supervision of the work |
21-64 |
performed. No person may serve in responsible charge of land surveying work done in Rhode |
21-65 |
Island unless that person is registered as a professional land surveyor by the board. |
21-66 |
     (19) "Rules and regulations" means that document of the same title, as amended from |
21-67 |
time to time, subject to the director’s approval, that has been duly adopted by the board of |
21-68 |
professional land surveyors, and which prescribes the manner in which that board administers its |
22-1 |
affairs and establishes rules of conduct, procedures, and standards for adherence by all persons |
22-2 |
registered by the board, filed with the secretary of state in accordance with the provisions of §§ |
22-3 |
42-35-3(a) and 42-35-4(b), and this chapter. |
22-4 |
     (20) “Department” means the department of business regulation. |
22-5 |
     (21) “Director” means the director of the department of business regulation or his or her |
22-6 |
designee. |
22-7 |
     5-8.1-4. Board of registration for professional land surveyors--Authority, powers, |
22-8 |
and duties-- (a) The duty of the board of land surveyors is to administer the provisions of this |
22-9 |
chapter in regards to the regulation of professional land surveying and the registration of |
22-10 |
professional land surveyors. |
22-11 |
     (b)(1) |
22-12 |
any rules and regulations for the conduct of its own proceedings, for examination of applicants, |
22-13 |
for registration of professional land surveyors and surveyors in training, for continuing education |
22-14 |
requirements, and for governing the practice of land surveying, that it deems appropriate. |
22-15 |
     (2) Upon July 12, 1990, the rules and regulations in effect prior to that date shall remain |
22-16 |
in effect until adoption of new rules and regulations. |
22-17 |
     (c) The board of professional land surveyors shall hold examinations for qualified |
22-18 |
individuals applying for registration as professional land surveyors or for certification as |
22-19 |
surveyors-in-training at least once a year. |
22-20 |
     (d) |
22-21 |
renew certificates of registration to individuals who have qualified to practice professional land |
22-22 |
surveying under the provisions of this chapter. |
22-23 |
     (e) The director, on his or her own motion or upon recommendation of the board of |
22-24 |
professional land surveyors, has the power to suspend, |
22-25 |
permitted action with respect to certificates of registration in accordance with the provisions of |
22-26 |
this chapter. In all disciplinary proceedings brought pursuant to this chapter, the director |
22-27 |
has the power to administer oaths, to summon witnesses and to compel the production of |
22-28 |
documents in accordance with procedures applicable in the superior court. Upon failure of any |
22-29 |
person to appear to produce documents in accordance with the |
22-30 |
may apply to a court of any jurisdiction to enforce compliance with the order. |
22-31 |
     (f) |
22-32 |
recommendation of the board, the director is authorized in the name of the state to apply for relief |
22-33 |
by injunction in the established manner provided in cases of civil procedure, without bond, to |
22-34 |
enforce the provisions of this chapter, or to restrain any violations of this chapter. In those |
23-1 |
proceedings, it is not necessary to allege or prove, either that an adequate remedy at law does not |
23-2 |
exist or that substantial or irreparable damage would result from the continued violation of this |
23-3 |
chapter. The department and/or the members of the board are not personally liable under this |
23-4 |
proceeding. |
23-5 |
     (g) No action or other legal proceedings for damages shall be instituted against the |
23-6 |
department and/or board or against any |
23-7 |
for any act done in good faith and in the intended performance of any power granted under this |
23-8 |
chapter or for any neglect or default in the performance or exercise in good faith of that duty or |
23-9 |
power. The state shall indemnify the department and/or board and the members, employees, and |
23-10 |
agents for, and hold them harmless from, any and all costs, damages, and reasonable attorneys |
23-11 |
fees arising from or related in any way to claims or actions against them as to matters to which |
23-12 |
the immunity applies. |
23-13 |
     (h) The department and/or board is empowered to collect any fees and charges prescribed |
23-14 |
in this chapter and to apply the fees and charges to the cost of fulfilling the requirements and |
23-15 |
responsibilities of this chapter. |
23-16 |
     5-8.1-9. Board of registration for professional land surveyors – Application and |
23-17 |
qualification for registration. -- (a) Application for registration as a professional land surveyor |
23-18 |
or certification as a surveyor-in-training shall be made, in writing, on a form prescribed and |
23-19 |
furnished by the board of land surveyors. The application shall: |
23-20 |
     (i) Contain statements made under oath; |
23-21 |
     (ii) Show the applicant's education; |
23-22 |
     (iii) Contain a detailed summary of the applicant's technical and professional experience; |
23-23 |
and |
23-24 |
     (iv) Designate references as described in this section. |
23-25 |
     (b) The fee established in § 5-8.1-11 must accompany each application. Failure to include |
23-26 |
this fee will result in the application being returned to the applicant without consideration by the |
23-27 |
board. |
23-28 |
     (c) To be eligible for registration as a professional land surveyor, an applicant must be of |
23-29 |
good character and reputation. Additionally, the applicant must submit five (5) references with |
23-30 |
his or her application, three (3) of which are from registered professional land surveyors having |
23-31 |
personal knowledge of his or her land surveying experience. No person seeking his or her initial |
23-32 |
registration as a professional land surveyor shall be granted the certificate without first |
23-33 |
completing a surveyor-in-training program as prescribed and approved by the board. |
24-34 |
     (d) To be eligible for certification as a surveyor-in-training, an applicant must be of good |
24-35 |
character and reputation substantiated by an interview with a quorum of the board of registration |
24-36 |
and additionally must submit three (3) character references one of which must be from a |
24-37 |
professional land surveyor. |
24-38 |
     (e) One of the following shall be considered as minimum evidence to the board that the |
24-39 |
applicant is qualified for registration as a professional land surveyor or for certification as a land- |
24-40 |
surveyor-in training, respectively: |
24-41 |
     (i) Graduation from a four (4) year survey degree program, experience and examination. |
24-42 |
A graduate of a four (4) year survey degree program may be admitted to an |
24-43 |
examination in the fundamentals of land surveying. Upon passing that examination the applicant |
24-44 |
is granted a surveyor-in-training certificate in this state. After receiving the surveyor-in-training |
24-45 |
certificate the applicant will need a specific record of a minimum four (4) years of experience in |
24-46 |
land surveying. This verified experience shall be under the direct supervision of a registered |
24-47 |
professional land surveyor, satisfactory to the board and shall be broken down as follows. At a |
24-48 |
minimum twenty percent (20%) shall be field experience, twenty percent (20%) shall be research, |
24-49 |
deed evidence, reconciliation, etc. and twenty percent (20%) shall be property line calculations |
24-50 |
and determination. Once the experience has been deemed satisfactory to the board, the applicant |
24-51 |
may be admitted to |
24-52 |
surveying plus an additional |
24-53 |
examination, the applicant is granted a certificate of registration to practice land surveying in this |
24-54 |
state, provided the applicant is qualified. |
24-55 |
     (ii) Graduation from a four (4) year degree program, experience and examination. A |
24-56 |
graduate of a four (4) year degree program who has also fulfilled the four (4) year core |
24-57 |
curriculum (see paragraph (iii) below) may be admitted to an |
24-58 |
in the fundamentals of land surveying. Upon passing that examination the applicant is granted a |
24-59 |
surveyor-in-training certificate in this state. After receiving the surveyor-in-training certificate the |
24-60 |
applicant will need a specific record of a minimum five (5) years of experience in land surveying. |
24-61 |
This verified experience shall be under the direct supervision of a registered professional land |
24-62 |
surveyor, satisfactory to the board and shall be broken down as follows: At a minimum twenty |
24-63 |
percent (20%) shall be field experience; twenty percent (20%) shall be research, deed evidence, |
24-64 |
reconciliation, etc. and twenty percent (20%) shall be property line calculations and |
24-65 |
determination. Once the experience has been deemed satisfactory to the board, the applicant may |
24-66 |
be admitted to |
24-67 |
surveying plus an additional |
24-68 |
examination, the applicant is granted a certificate of registration to practice land surveying in this |
25-1 |
state, provided the applicant is qualified. |
25-2 |
     (iii) Four (4) year core curriculum. An applicant with a four (4) year degree as described |
25-3 |
in paragraph (ii) above may need to take additional courses to fulfill, at a minimum, the following |
25-4 |
core curriculum. For the following list of classes any equivalent class may be taken and any |
25-5 |
survey related course may be substituted upon approval of the board: |
25-6 |
     (A) Surveying I (3 credit hours), Surveying II (3 credit hours). |
25-7 |
     (B) GPS & Geodetic control (3 credit hours). |
25-8 |
     (C) Photogrammetry and remote sensing (3 credit hours). |
25-9 |
     (D) Boundary adjustment computations (3 credit hours). |
25-10 |
     (E) Land development/planning (3 credit hours). |
25-11 |
     (F) Geographic/land information systems (3 credit hours). |
25-12 |
     (G) Physics I with lab (4 credit hours). |
25-13 |
     (H) Calculus I (4 credit hours), Calculus II (4 credit hours). |
25-14 |
     (I) Statistical analysis (3 credit hours). |
25-15 |
     (J) Law (12 credit hours): boundary law, law of contracts, law of property, estates & |
25-16 |
trusts, professional ethics. |
25-17 |
     (K) Business (9 credit hours): Quantitative business analysis I, business administration, |
25-18 |
small business management, micro economics. |
25-19 |
     (L) Science (9 credit hours): geology, astronomy, soils, dendrology, chemistry, biology, |
25-20 |
ecology. |
25-21 |
     (M) Computer usage (12 credit hours): introduction to computers, computer science, |
25-22 |
computer programming, AutoCAD basics, AutoCAD advanced. |
25-23 |
     (N) English composition (3 credit hours). |
25-24 |
     (O) Advanced communication (6 credit hours): technical writing, creative writing or |
25-25 |
speech. |
25-26 |
     (iv) Graduation from a two (2) year survey degree program, experience, and |
25-27 |
examination. A graduate of a two (2) year survey degree program may be admitted to an |
25-28 |
|
25-29 |
the applicant is granted a surveyor-in-training certificate in this state. After receiving the |
25-30 |
surveyor-in-training certificate the applicant will need a specific record of a minimum six (6) |
25-31 |
years of verified experience in land surveying. (Four (4) of the years of experience shall be after |
25-32 |
receiving a surveyor-in-training certificate). All six (6) years of experience shall be under the |
25-33 |
direct supervision of a registered professional land surveyor, satisfactory to the board and shall be |
25-34 |
broken down as follows: At a minimum twenty percent (20%) shall be field experience, twenty |
26-1 |
percent (20%) shall be research, deed evidence, reconciliation, etc. and twenty percent (20%) |
26-2 |
shall be property line calculations and determination. Once the experience has been deemed |
26-3 |
satisfactory to the board, the applicant may be admitted to |
26-4 |
in the principles and practice of land surveying plus an additional |
26-5 |
Island legal portion. Upon passing that examination, the applicant is granted a certificate of |
26-6 |
registration to practice land surveying in this state, provided the applicant is qualified. |
26-7 |
     (v) Graduation from a two (2) year degree program, experience, and examination. A |
26-8 |
graduate of a two (2) year degree program who has also fulfilled the two (2) year core curriculum |
26-9 |
(see paragraph (vi) below) may be admitted to an |
26-10 |
fundamentals of land surveying. Upon passing that examination the applicant is granted a |
26-11 |
surveyor-in-training certificate in this state. After receiving the surveyor-in-training certificate the |
26-12 |
applicant will need a specific record of a minimum seven (7) years of verified experience in land |
26-13 |
surveying. (Four (4) of the years of experience shall be after receiving a surveyor-in-training |
26-14 |
certificate). All seven (7) years of experience shall be under the direct supervision of a registered |
26-15 |
professional land surveyor, satisfactory to the board and shall be broken down as follows: At a |
26-16 |
minimum twenty percent (20%) shall be field experience; twenty percent (20%) shall be research, |
26-17 |
deed evidence, reconciliation, etc. and twenty percent (20%) shall be property line calculations |
26-18 |
and determination. Once the experience has been deemed satisfactory to the board, the applicant |
26-19 |
may be admitted to |
26-20 |
surveying plus an additional |
26-21 |
examination, the applicant is granted a certificate of registration to practice land surveying in this |
26-22 |
state, provided the applicant is qualified. |
26-23 |
     (vi) Two (2) year core curriculum. An applicant with a two (2) year degree as described |
26-24 |
in paragraph (v) above may need to take additional courses to fulfill, at a minimum, the following |
26-25 |
core curriculum. For the following list of classes any equivalent class may be taken and any |
26-26 |
survey related course may be substituted upon approval of the board: |
26-27 |
     (A) Surveying I (3 credit hours), Surveying II (3 credit hours). |
26-28 |
     (B) Mathematics (12 credit hours): advanced algebra, analytical trigonometry, analytical |
26-29 |
geometry, spherical trigonometry, statistical analysis or quantitative business analysis I, |
26-30 |
Analytical trigonometry and analytical geometry are mandatory classes to fulfill the (12 credit |
26-31 |
hours). |
26-32 |
     (C) Business and law (6 credit hours): legal principles, business administration, law of |
26-33 |
contracts, law of property, estates & trusts, professional ethics. |
27-34 |
     (D) Science (6 credit hours): physics, geology, astronomy, soils, dendrology, chemistry, |
27-35 |
biology, ecology. |
27-36 |
     (E) Computer usage (6 credit hours): introduction to computers, computer science, |
27-37 |
computer programming, AutoCAD basics, AutoCAD advanced. |
27-38 |
     (F) English composition (3 credit hours). |
27-39 |
     (G) Advanced communication (6 credit hours): technical writing, creative writing or |
27-40 |
speech. |
27-41 |
     (vii) Graduation from a two (2) year program, experience and examination. Any person |
27-42 |
obtaining a minimum of five (5) years experience under the supervision of a registered |
27-43 |
professional land surveyor, and is satisfactory to the board, may be admitted to an |
27-44 |
|
27-45 |
applicant is granted a surveyor-in-training certificate (LSIT), in this state provided the applicant is |
27-46 |
qualified. Upon obtaining a specific record of a minimum of an additional five (5) years of |
27-47 |
experience of combined office and field experience satisfactory to the board in land surveying, |
27-48 |
which experience was under the direct supervision of a registered professional land surveyor, and |
27-49 |
which experience indicates to the board that the applicant may be competent to practice land |
27-50 |
surveying, and the person is a graduate of a land surveying or related curriculum of satisfactory |
27-51 |
standing, of two (2) years or more approved by the board, who has obtained an associates degree |
27-52 |
in land surveying or related curriculum, the applicant may be submitted to |
27-53 |
an examination in the principles and practice of land surveying plus an additional |
27-54 |
|
27-55 |
certificate of registration to practice land surveying in this state, provided the applicant is |
27-56 |
qualified. This subsection expires at midnight, December 31, 2009. |
27-57 |
     (viii) In certain instances in which an applicant presents an experience of unusually high |
27-58 |
quality, the board, at its complete discretion, may allow an applicant, having acquired six (6) |
27-59 |
verified years of active office and field experience in land surveying, which experience has been |
27-60 |
under the direct supervision of a professional land surveyor, to be admitted to an |
27-61 |
|
27-62 |
applicant is granted a surveyor-in-training certificate in the state. This subsection does not exempt |
27-63 |
the applicant from the required degree or the experience after obtaining the surveyor-in-training |
27-64 |
certificate (LSIT). |
27-65 |
     (ix) Surveying teaching. Teaching of advanced land surveying subjects in a college or |
27-66 |
university offering an approved land surveying curriculum may be considered as land surveying |
27-67 |
experience satisfactory to the board. |
28-68 |
     (x) Registration by comity or endorsement. A person holding a current certificate of |
28-69 |
registration to engage in the practice of land surveying issued to him or her by a proper authority |
28-70 |
of a state, territory, or possession of the United States, or the District of Columbia must have, at |
28-71 |
the time they were licensed, met the existing Rhode Island requirements for licensure. All |
28-72 |
applicants applying under this section must have passed the written examinations in the |
28-73 |
fundamentals of land surveying and the principles and practice of land surveying. If, based upon |
28-74 |
verified evidence and the opinion of the board, the applicant meets all appropriate requirements |
28-75 |
of this section, the applicant will be allowed to take the |
28-76 |
portion. Upon passing this examination the applicant shall be granted a certificate of registration |
28-77 |
to practice land surveying in this state, provided the applicant is qualified. |
28-78 |
     (f) The passing grade on all examinations offered by the land surveyors is not less than |
28-79 |
seventy percent (70%). An applicant failing any examination may apply for re-examination upon |
28-80 |
payment of the appropriate fees. An applicant who scores less than fifty percent (50%) on any |
28-81 |
examination may not apply for re-examination for at least one year. |
28-82 |
     (g) An applicant who fails any of the exams three (3) times shall be interviewed by the |
28-83 |
board, before any further application can be acted upon. It is the applicant's responsibility to show |
28-84 |
the board that he or she will be successful if allowed to take the exam again. If in the board's |
28-85 |
opinion the applicant can not satisfactorily demonstrate that he or she is qualified to re-take the |
28-86 |
exam, the board may require that the applicant acquire additional knowledge, education, and or |
28-87 |
experience, satisfactory to the board before the applicant may sit for another exam. |
28-88 |
     5-8.1-10. Board of registration for professional land surveyors--Issuance and |
28-89 |
renewal of certificates.-- (a) Surveyors previously registered. Each land surveyor holding a |
28-90 |
certificate of registration under the laws of this state as previously in effect shall be deemed |
28-91 |
registered as a professional land surveyor under this chapter. |
28-92 |
     (b) Surveyors-in-training previously registered. Each surveyor-in-training previously |
28-93 |
enrolled under the laws of this state as previously in effect shall be deemed enrolled under this |
28-94 |
chapter. |
28-95 |
     (c) Certificates of registration. |
28-96 |
land surveyors shall issue a certificate of registration upon payment of the registration fee as |
28-97 |
provided for in this chapter to any applicant, who, in the judgment of the board, has met the |
28-98 |
requirements of this chapter. Enrollment cards are issued to those who qualify as surveyors-in- |
28-99 |
training. The certificate of registration shall: |
28-100 |
     (1) Carry the designation “professional land surveyor”; |
28-101 |
     (2) Show the full name of the registrant, without any titles; |
29-102 |
     (3) Have a serial number; and |
29-103 |
     (4) Be signed by both the chairperson and secretary of the board of land surveyors. |
29-104 |
     (d) Effect of certification. The issuance of a certificate of registration by the board of land |
29-105 |
surveyors is prima facie evidence that the person named in the certificate is entitled to all rights |
29-106 |
and privileges of a professional land surveyor while the certificate of registration remains |
29-107 |
unrevoked or unexpired. |
29-108 |
     (e) Expiration and renewals. Certificates of registration that expire are invalid, rendering |
29-109 |
practice authorized on the basis of that certificate illegal. It is the duty of the board of land |
29-110 |
surveyors to notify every person registered under this chapter of the date of the expiration of his |
29-111 |
or her certificate and the amount of the fee required for its renewal. That notice shall be mailed to |
29-112 |
the registrant at his or her last known address at least one month in advance of the date of the |
29-113 |
expiration of that certificate and it is the responsibility of each person registered under this |
29-114 |
chapter to renew his or her certificate of registration prior to its expiration. Renewal may be |
29-115 |
effected at any time prior to or during the month of June of each odd-numbered year (meaning |
29-116 |
biennially) commencing in year 2003 (provided, that any said renewal shall be post-marked no |
29-117 |
later than June 30th in that year in order to be valid), or at any other time that the law provides |
29-118 |
for, by the payment of the fee required by this chapter. Renewal of an expired certificate may be |
29-119 |
effected, with the director’s approval, within a period of four (4) years, provided, that evidence is |
29-120 |
submitted to the board of land surveyors attesting to the continued competence and good |
29-121 |
character of the applicant. The amount to be paid for the renewal of a certificate after the date of |
29-122 |
expiration shall be double the regular fee. In the event renewal is not made before the end of the |
29-123 |
second year, the board of land surveyors may require any re-examination that it deems |
29-124 |
appropriate and the amount to be paid for the renewal shall be as stated in this section. |
29-125 |
     (f) Lapsed certificates. Any registrant who allows his or her certificate of registration to |
29-126 |
lapse for more than four (4) years shall reapply for registration in accordance with the |
29-127 |
requirements stated in § 5-8.1-9. |
29-128 |
     (g) Re-issuance of certificate. A duplicate certificate of registration, to replace any |
29-129 |
certificate lost, destroyed, or mutilated may be issued by the board of land surveyors upon |
29-130 |
payment of the fee required by § 5-8.1-11. |
29-131 |
     (h) Any party aggrieved by the board’s decision regarding license issuance or renewal |
29-132 |
may, within ten (10) days of the decision, appeal the matter to the director by submitting a written |
29-133 |
request for a formal hearing to be conducted in accordance with the provisions of section 5-8.1- |
29-134 |
15. |
29-135 |
     5-8.1-12. Board of registration for professional land surveyors-Official stamp of |
29-136 |
professional land surveyor.-- (a) A registrant under this chapter may obtain a Rhode Island seal |
30-1 |
of the design authorized by the board of land surveyors, bearing the registrant's name, registration |
30-2 |
number, and the legend “Professional Land Surveyor”. Final surveys, drawings, reports, plats, |
30-3 |
replats, plans, legal descriptions, and calculations prepared by a registrant shall, when issued, be |
30-4 |
signed, dated, and stamped with the seal or facsimile of a seal. It is unlawful for a land surveyor |
30-5 |
to affix, or permit his or her seal or facsimile of a seal to be affixed, to any survey, drawing, |
30-6 |
report, plan, legal descriptions, plat, replat, report, legal description or calculations after |
30-7 |
expiration of a certificate or for the purpose of aiding or abetting any other person to evade or |
30-8 |
attempt to evade any provisions of this chapter. It is unlawful for any person other than the |
30-9 |
registered land surveyor who has signed and sealed the survey, drawing, plan, plat, replat, report, |
30-10 |
legal description or calculations to modify, change, amend, add, or delete any data, information, |
30-11 |
lines, angles, or areas shown on the survey, drawing, plan, plat, replat, or report. |
30-12 |
     (b) Upon revocation or suspension of his or her certificate of registration, or upon |
30-13 |
expiration of the certificate without renewal, a professional land surveyor shall surrender his or |
30-14 |
her stamp to the board of land surveyors. The director |
30-15 |
proceedings in superior court to enforce this subsection. |
30-16 |
     (c) Upon the death of any professional land surveyor registered under this chapter, that |
30-17 |
person(s) appointed to administer the estate of the decedent shall surrender the stamp of the |
30-18 |
deceased professional land surveyor to the board of land surveyors. The director |
30-19 |
power to institute proceedings in superior or probate court to enforce this subsection. |
30-20 |
     5-8.1-15. Board of registration for professional land surveyors-Disciplinary actions.- |
30-21 |
- (a) Revocation, suspension, and censure. After notice and a hearing as provided in this section, |
30-22 |
the director |
30-23 |
the board: (1) suspend, |
30-24 |
any certificate of registration; (2) revoke, |
30-25 |
|
30-26 |
writing; (4) limit the scope of practice of; (5) impose an administrative fine, not to exceed one |
30-27 |
thousand dollars ($1,000) for each violation; (6) place on probation; and/or (7) for good cause |
30-28 |
shown order a reimbursement of the department |
30-29 |
fees in connection with the proceedings, which amounts shall deposited as general revenues; all |
30-30 |
with or without terms, conditions or limitations, holders of a certificate of registration or a |
30-31 |
certificate of authorization, hereafter referred to as registrant(s), for any one or more of the causes |
30-32 |
set out in subsection (b) of this section. |
30-33 |
     (b) Grounds. The director |
30-34 |
section for any of the following causes: |
31-1 |
     (1) Bribery, fraud, deceit, or misrepresentation in obtaining a certificate of registration or |
31-2 |
certificate of authorization; |
31-3 |
     (2) Practicing land surveying in another state or country or jurisdiction in violation of the |
31-4 |
laws of that state, country, or jurisdiction; |
31-5 |
     (3) Practicing land surveying in this state in violation of the standards of professional |
31-6 |
conduct established by the board and approved by the director; |
31-7 |
     (4) Fraud, deceit, recklessness, gross negligence, misconduct, or incompetence in the |
31-8 |
practice of land surveying; |
31-9 |
     (5) Use of a land surveyor's stamp in violation of § 5-8.1-12; |
31-10 |
     (6) Violation of any of the provisions of this chapter or chapter 5-84; |
31-11 |
     (7) Suspension or revocation of the right to practice land surveying before any state or |
31-12 |
before any other country or jurisdiction; |
31-13 |
     (8) Conviction of or pleading guilty or nolo contendere to any felony or to any crime of, |
31-14 |
or an act constituting a crime of, forgery, embezzlement, obtaining money under the false |
31-15 |
pretenses, bribery, larceny, extortion, conspiracy to defraud, or any other similar offense or |
31-16 |
offenses involving moral turpitude, in a court of competent jurisdiction of this state or any other |
31-17 |
state or of the federal government; |
31-18 |
     (9) Failure to furnish to the department and/or board or any person acting on behalf |
31-19 |
thereof in a reasonable time such information as may be legally requested by the department |
31-20 |
and/or board; |
31-21 |
     (10) In conjunction with any violation of subdivisions (1)-(9) of this subsection, any |
31-22 |
conduct reflecting adversely upon the registrant's fitness to engage in the practice of land |
31-23 |
surveying; and |
31-24 |
     (11) In conjunction with any violation of subdivisions (1)-(9) of this subsection, any other |
31-25 |
conduct discreditable to the land surveying profession. |
31-26 |
     (c) Procedures. (1) Any person may prefer charges of fraud, deceit, gross negligence, |
31-27 |
incompetence, or misconduct against any applicant or registrant. In addition, the department or |
31-28 |
board may, on its own motion, investigate the conduct of an applicant or registrant of the board, |
31-29 |
and may in appropriate cases file a written statement of charges with the secretary of the board. |
31-30 |
The charges shall be in writing and shall be sworn to by the person or persons making them and |
31-31 |
shall be filed with the board of land surveyors. All charges, unless dismissed by the director |
31-32 |
|
31-33 |
months after the date on which they were referred. |
32-34 |
     (2) The time and place for the hearing shall be fixed by the department |
32-35 |
|
32-36 |
shall be personally served on or mailed to the last known address of the registrant at least thirty |
32-37 |
(30) days before the date fixed for the hearing. At any hearing, the accused registrant or applicant |
32-38 |
has the right to appear personally and/or by counsel, to cross examine witnesses appearing against |
32-39 |
him or her, and to produce evidence and witnesses in his or her defense. |
32-40 |
     (3) If, after the hearing, the charges are sustained, the director, on his or her own motion |
32-41 |
or upon recommendation of the board of land surveyors, may in his or her |
32-42 |
|
32-43 |
registration, or certificate of authorization or publicly censure the registrant, or take any other |
32-44 |
action and/or order any other penalty permitted by this section. |
32-45 |
     (4) The director |
32-46 |
certificate of registration or certificate of authorization or renewal to any person or firm denied |
32-47 |
registration under this section or upon presentation of satisfactory evidence of reform and/or |
32-48 |
redress. |
32-49 |
     (5) The board may participate in hearings before the director through representation by |
32-50 |
the department’s legal staff acting as the prosecuting agent before the director. |
32-51 |
     (d) Legal counsel. |
32-52 |
|
32-53 |
|
32-54 |
make its legal staff available to act as legal advisor to the board and to render any legal assistance |
32-55 |
that is necessary in carrying out the provisions of this chapter. The director may employ other |
32-56 |
counsel and necessary assistance to aid in the enforcement of this chapter, and their compensation |
32-57 |
and expenses shall be paid from the funds of the department. |
32-58 |
     (e) Nothing in this chapter shall prevent the department and/or board of land surveyors |
32-59 |
from charging one or both parties a fee for the direct costs associated with hearings and |
32-60 |
transcripts in accordance with the department’s rules of procedure for administrative hearings. |
32-61 |
     (f) Nothing in this chapter shall prevent the board from entering into consent agreements |
32-62 |
or informal resolutions with any party under investigation for violations under this chapter and/or |
32-63 |
chapter 5-84. |
32-64 |
     5-8.1-16. Board of registration for professional land surveyors-Appeals.-- Any person |
32-65 |
aggrieved by any decision or ruling of the department |
32-66 |
decision in accordance with the provisions of chapter 35 of title 42. |
32-67 |
|
33-68 |
     5-8.1-17. Board of registration for professional land surveyors --Violations and |
33-69 |
penalties –Injunctions-- (a) No individual shall: (1) practice or offer to practice land surveying |
33-70 |
in this state; (2) use any title, sign, card, or device implying that the individual is a land surveyor |
33-71 |
or is competent to practice land surveying in this state; (3) use in connection with his or her name |
33-72 |
or otherwise any title or description conveying or tending to convey the impression that the |
33-73 |
individual is a land surveyor or is competent to practice land surveying in this state; or (4) use or |
33-74 |
display any words, letters, figures, seals, or advertisements indicating that the individual is a land |
33-75 |
surveyor or is competent to practice land surveying in this state; unless that individual holds a |
33-76 |
currently valid certificate issued pursuant to this chapter or is specifically exempted from the |
33-77 |
certificate requirement under the provisions of this chapter. |
33-78 |
     (b) It shall be the duty of all duly constituted officers of this state and all political |
33-79 |
subdivisions of the state to enforce the provisions of this chapter and to prosecute any persons |
33-80 |
violating those provisions. |
33-81 |
     (c) No sole proprietorship, partnership, limited liability partnership, corporation or |
33-82 |
limited liability company shall: (1) practice or offer to practice land surveying in this state; (2) |
33-83 |
use any title, sign, card, or device implying that the sole proprietorship, partnership, limited |
33-84 |
liability partnership, corporation or limited liability company is competent to practice land |
33-85 |
surveying in this state; (3) use in connection with its name or otherwise any title or description |
33-86 |
conveying or tending to convey the impression that the entity is a land surveying firm or is |
33-87 |
competent to practice land surveying in this state; or (4) use or display any words, letters, figures, |
33-88 |
seals, or advertisements indicating that the entity is a land surveying firm or is competent to |
33-89 |
practice land surveying in this state; unless that sole proprietorship, partnership, limited liability |
33-90 |
partnership, corporation or limited liability company complies with the requirements of this |
33-91 |
chapter. |
33-92 |
     (d) Any individual, sole proprietorship, partnership, limited liability partnership, |
33-93 |
corporation or limited liability company which knowingly and willfully: (1) violates subsection |
33-94 |
(a) or (c) of this section; (2) presents or attempts to use the certificate of registration/authorization |
33-95 |
of another; (3) gives any false or forged evidence of any kind to the department and/or board or to |
33-96 |
any member of the board in obtaining or attempting to obtain a certificate of |
33-97 |
registration/authorization; (4) falsely impersonates any other registrant whether of a like or |
33-98 |
different name; (5) uses or attempts to use an expired, revoked, or nonexistent certificate of |
33-99 |
registration/authorization; (6) falsely claims to be registered under this chapter; or (7) otherwise |
33-100 |
violates any provision of this chapter; shall be guilty of a misdemeanor and, upon conviction by a |
33-101 |
court of competent jurisdiction, shall be sentenced to pay a fine of not more than four thousand |
33-102 |
dollars ($4,000) for the first offense and a fine of not less than four thousand dollars ($4,000) nor |
34-1 |
more than ten thousand dollars ($10,000) for each subsequent offense, or imprisonment for not |
34-2 |
more than one year, or both; in the court's discretion and upon good cause shown reimburse the |
34-3 |
department and/or board for any and all fees, expenses, and costs incurred by the department |
34-4 |
and/or board in connection with the proceedings, including attorneys' fees, which amounts shall |
34-5 |
be deposited as general revenues; and be subject to, in the board's discretion, public censure or |
34-6 |
reprimand. |
34-7 |
     (e) |
34-8 |
director has the power to institute injunction proceedings in superior court to prevent violations of |
34-9 |
subsection (a) or (c) of this section or violations of § 5-8.1-1. In injunction proceedings, the |
34-10 |
director |
34-11 |
substantial or irreparable damage would result from continued violations. The superior court, in |
34-12 |
its discretion and in addition to any injunctive relief granted to the director |
34-13 |
any person or entity in violation of this section shall: |
34-14 |
     (1) Upon good cause shown reimburse the department |
34-15 |
expenses, and costs incurred by the department and/or board in connection with the proceedings, |
34-16 |
including attorneys fees, which amounts shall be deposited as general revenues; and/or |
34-17 |
     (2) Be subject to public censure or reprimand. |
34-18 |
     SECTION 4. Sections 5-51-1, 5-51-2, 5-51-5, 5-51-7, 5-51-9, 5-51-16, 5-51-17, and 5- |
34-19 |
51-17.1 of the General Laws in Chapter 5-51 entitled "Rhode Island State Board of Examiners of |
34-20 |
Landscape Architects" is hereby amended and/or added to read as follows: |
34-21 |
     5-51-1. Definitions. -- As used in this chapter, the following definitions of words and |
34-22 |
terms apply: |
34-23 |
     (1) "Board" means the Rhode Island state board of examiners of landscape architects. |
34-24 |
     (2) "Decorative planting plans" means and refers to planning and designing intended |
34-25 |
exclusively for the decoration of residential structures or settings which contain no greater than |
34-26 |
two (2) "dwelling units" as the term is defined in subdivision 45-24-31(24) and which involves |
34-27 |
the use and arrangement of trees, shrubs, plants, ground-cover, and/or flowers for aesthetic and |
34-28 |
decorative purposes only, but specifically does not include the following: |
34-29 |
     (i) Plans or designs which create the layout of grading, vehicular paving, drainage, storm |
34-30 |
water management, irrigation, erosion control, retaining walls, decks, gazebos, pools, or any |
34-31 |
similar structures; |
34-32 |
     (ii) Plans or designs intended or used at any time or in any manner for or in furtherance of |
34-33 |
the purpose of obtaining federal, state, or local building, construction, or related permits or like |
34-34 |
authorizations; and/or |
35-1 |
     (iii) Plans or designs relating to federal, state, or local public works or public projects, or |
35-2 |
otherwise relating to property which is not privately owned. |
35-3 |
     (3) "Landscape architect" means a person who engages or offers to engage in the practice |
35-4 |
of landscape architecture. |
35-5 |
     (4) "Landscape architecture" means planning and designing the use, allocation, and |
35-6 |
arrangement of land and water resources, through the creative application of biological, physical, |
35-7 |
mathematical, and social processes. Insofar as these services involve safeguarding life, health or |
35-8 |
property, and include any other professional services that may be necessary to the planning, |
35-9 |
progress, and completion of any landscape architectural services, these services may include, but |
35-10 |
not be limited to, the following: |
35-11 |
     (A) Consultation, research, analysis and assessment, selection, and allocation of land and |
35-12 |
water resources; |
35-13 |
     (B) Formulation of graphic and written criteria to govern the planning and design of land |
35-14 |
construction development programs including: |
35-15 |
     (I) The preparation, review and analysis of master and site plans; |
35-16 |
     (II) Reconnaissance, planning, design, preparation of drawings, construction documents |
35-17 |
and specifications, and responsible construction observation; |
35-18 |
     (C) Design coordination and review of technical plans and construction documents |
35-19 |
prepared by other professionals working under the direction of the landscape architect; |
35-20 |
     (D) Land preservation, restoration, conservation, reclamation, rehabilitation, management |
35-21 |
and development; |
35-22 |
     (E) Feasibility studies and site selection for developments; |
35-23 |
     (F) Integration, site analysis and determination of settings for grounds and locations of |
35-24 |
buildings, structures, transportation systems, and environmental systems; |
35-25 |
     (G) Analysis and design of grading and drainage, storm water management, irrigation |
35-26 |
systems for erosion and sediment controls, planting plans, lighting, and ground cover; and |
35-27 |
     (H) Feasibility studies, cost estimates and reports for development. |
35-28 |
     (ii) "Landscape architecture" does not mean nor extend to the preparation of "decorative |
35-29 |
planting plans" as defined in subdivision (2) of this section. |
35-30 |
     (5) “Department” means the department of business regulation. |
35-31 |
     (6) “Director” means the Director of the Department of Business Regulation or his or her |
35-32 |
designee. |
35-33 |
     5-51-2. Board--Creation--Composition--Appointment, terms, and qualifications of |
35-34 |
members-Duties-Compensation.-- (a)(1) There is established a state board of landscape |
36-1 |
architects which consists of seven (7) members. |
36-2 |
     (2) On May 19, 1975, the governor shall appoint one member to serve until the first day |
36-3 |
of February, 1976, or until his or her successor is appointed and qualified; one member to serve |
36-4 |
until the first day of February, 1977, or until his or her successor is appointed and qualified; one |
36-5 |
member to serve until the first day of February, 1978, or until his or her successor is appointed |
36-6 |
and qualified; one member to serve until the first day of February, 1979, or until his or her |
36-7 |
successor is appointed and qualified; and one member to serve until February, 1980, or until his |
36-8 |
or her successor is appointed and qualified. |
36-9 |
     (3) Upon completion of the original term the terms of members identified in subdivision |
36-10 |
(2) of this subsection shall be for five (5) years. |
36-11 |
     (4) One member of the board shall be from the general public. This member shall serve |
36-12 |
for terms of five (5) years. |
36-13 |
     (5) Four (4) members of the board shall be landscape architects whose residences and |
36-14 |
principal places of business shall be within this state, who have been actively engaged in the |
36-15 |
practice of landscape architecture within this state. The original appointees to the board do not |
36-16 |
need to be registered but engaged in the practice of landscape architecture for a minimum of four |
36-17 |
(4) years. |
36-18 |
     (6) The governor may remove any member from office for misconduct, incapacity or |
36-19 |
neglect of duty. |
36-20 |
     (b) During the month of July of each year, the board shall elect from its members a |
36-21 |
chairperson and a vice chairperson. |
36-22 |
     (c) The |
36-23 |
|
36-24 |
     (d) |
36-25 |
regulations and bylaws not inconsistent with this chapter. |
36-26 |
     (e) In carrying into effect the provisions of this chapter, the director |
36-27 |
witnesses and compel their attendance and may require the production of books, papers, and |
36-28 |
documents in any proceeding involving the revocation of registration, or practicing or offering to |
36-29 |
practice without registration. |
36-30 |
     (1) |
36-31 |
witnesses appearing before the director |
36-32 |
     (2) If any person fails to appear in response to that process, or if, having appeared in |
36-33 |
obedience to the process, he or she refuses to answer any pertinent questions put to him or her by |
36-34 |
any member of the board or department |
37-1 |
the superior court, shall be subject to any fines and penalties that might be imposed by this court |
37-2 |
if that failure or refusal occurred in any civil action pending in that court. |
37-3 |
     (f) |
37-4 |
complaints concerning any licensed or certified landscape architects. |
37-5 |
     (g) |
37-6 |
programs in conjunction with the department of environmental management and may annually |
37-7 |
publish a report of its activities, operations, and recommendations. |
37-8 |
     (h) Members of the board shall not be compensated for meetings attended. |
37-9 |
     (i) No action or other legal proceedings for damages shall be instituted against the |
37-10 |
department and/or board or against any member, employee, or agent thereof for any actions taken |
37-11 |
in good faith in the intended performance of any power granted under this chapter or for any |
37-12 |
neglect or default in the performance or exercise in good faith of that duty or power. The state |
37-13 |
shall indemnify the department and/or board and these members, employees, or agents for, and |
37-14 |
hold them harmless from, any and all costs, damages, and reasonable attorneys' fees arising from |
37-15 |
or related in any way to claims or actions against them as to matters to which the immunity |
37-16 |
applies. |
37-17 |
     5-51-5. Procedure for processing applications for license. -- (a) All applicants shall be |
37-18 |
considered individually by the board, with the assistance of the department, and passed or |
37-19 |
rejected on a roll call vote. The action taken by the board on each application shall be recorded in |
37-20 |
the minutes and an outline of the action taken by the board shall be placed with the application. |
37-21 |
     (b) Personal appearance before the board, if required, shall be at the time and place |
37-22 |
designated by the board. |
37-23 |
     (c) Failure to supply additional evidence or information within sixty (60) days from the |
37-24 |
date of a written request from the board, or to appear before the board when an appearance shall |
37-25 |
be deemed necessary by the board, may be considered just and sufficient cause for disapproval of |
37-26 |
the application. |
37-27 |
     (d) Any party aggrieved by the board’s decision regarding license issuance may, within |
37-28 |
ten (10) days of the decision, appeal the matter to the director by submitting a written request for |
37-29 |
a formal hearing to be conducted in accordance with the provisions of section 5-51-17.1. |
37-30 |
     5-51-7. Reciprocity.--Waiver of requirements for examination |
37-31 |
     (a) The board may waive the requirements for examination of a competent landscape |
37-32 |
architect holding a license in another state, territory, or possession of the United States, or in a |
37-33 |
foreign country, provided that state, territory, possession, or country grants equal rights and has at |
37-34 |
least equal standards, and provided that the applicant's license shall be based on comparable |
38-1 |
written examinations and that his or her qualifications meet all of the requirements of this chapter |
38-2 |
based on verified evidence satisfactory to the board. |
38-3 |
     (b) |
38-4 |
determination and implementation of reciprocity with other states. |
38-5 |
     5-51-9. Annual renewal of licenses and certificates of authorization.-- (a)(1) Every |
38-6 |
license shall be valid for a period of two (2) years and shall expire on the last day of June of each |
38-7 |
odd numbered year following its issuance. Every certificate of authorization shall be valid for a |
38-8 |
period of two (2) years and shall expire on the last day of June of each even numbered year |
38-9 |
following its issuance. A license or certificate of authorization may be renewed by paying the |
38-10 |
renewal fee required by § 5-51-14. A landscape architect who fails to renew his or her license |
38-11 |
prior to each June 30, may not thereafter renew his or her license except upon payment of the |
38-12 |
renewal fee and the additional fee(s) required by § 5-51-14. A landscape architectural firm, which |
38-13 |
fails to renew its certificate of authorization prior to each June 30, may not thereafter renew its |
38-14 |
certificate of authorization except upon payment of the renewal fee and the additional fee(s) |
38-15 |
required in § 5-51-14. The certificates of authorization shall be issued by the board, with the |
38-16 |
assistance of the department, indicating the sole proprietorship, partnership, limited liability |
38-17 |
partnership, corporation, or limited liability company named in it is permitted to practice |
38-18 |
landscape architecture in this state. A license or certificate of authorization shall not be renewed |
38-19 |
until the renewal fee is received by the board. |
38-20 |
     (2) Licenses and certificates of authorization not renewed by the payment of the renewal |
38-21 |
fee prior to each June 30, shall be construed to be expired, and shall require an application for |
38-22 |
reinstatement. |
38-23 |
     (b) |
38-24 |
rules and regulations for continuing education requirements and other recertification procedures |
38-25 |
as the board deems necessary. |
38-26 |
     (c) The board may require all applicants for renewal to provide the board with any |
38-27 |
information, including but not limited to, a brief outline setting forth the professional activities of |
38-28 |
any applicant during a period in which a license or certificate of authorization has lapsed and |
38-29 |
other evidence of the continued competence and good character of the applicant, that the board |
38-30 |
deems necessary. |
38-31 |
     (d) Any party aggrieved by the board’s decision regarding license renewal may, within |
38-32 |
ten (10) days of the decision, appeal the matter to the director by submitting a written request for |
38-33 |
a formal hearing to be conducted in accordance with the provisions of section 5-51-17.1. |
39-34 |
     5-51-16. Penalty for violations-Injunctive relief.-- (a) No individual shall: (1) practice |
39-35 |
or offer to practice landscape architecture in this state; or (2) use any title, sign, card, or device |
39-36 |
implying that the individual is a landscape architect or is competent to practice landscape |
39-37 |
architecture in this state; or (3) use in connection with his or her name or otherwise any title or |
39-38 |
description conveying or tending to convey the impression that the individual is a landscape |
39-39 |
architect or is competent to practice landscape architecture in this state; or (4) use or display any |
39-40 |
words, letters, seals, or advertisements indicating that the individual is a landscape architect or is |
39-41 |
competent to practice landscape architecture in this state, unless that individual holds a current |
39-42 |
valid license issued pursuant to this chapter or is specifically exempted from holding a license |
39-43 |
under the provisions of this chapter. |
39-44 |
     (b) No sole proprietorship, partnership, limited liability partnership, corporation or |
39-45 |
limited liability company shall: (1) practice or offer to practice landscape architecture in this |
39-46 |
state; (2) use any title, sign, card, or device implying that the sole proprietorship, partnership, |
39-47 |
limited liability partnership, corporation or limited liability company is competent to practice |
39-48 |
landscape architecture in this state; (3) use in connection with its name or otherwise any title or |
39-49 |
description conveying or tending to convey the impression that the entity is a landscape |
39-50 |
architectural firm or is competent to practice landscape architecture in this state; or (4) use or |
39-51 |
display any words, letters, figures, seals, or advertisements indicating that the entity is a |
39-52 |
landscape architectural firm or is competent to practice landscape architecture in this state, unless |
39-53 |
that sole proprietorship, partnership, limited liability partnership, corporation or limited liability |
39-54 |
company complies with the requirements of this chapter. |
39-55 |
     (c) Any individual, sole proprietorship, partnership, limited liability partnership, |
39-56 |
corporation or limited liability company which: (1) violates subsection (a) or (b) of this section; |
39-57 |
(2) presents or attempts to use the license/certificate of authorization of another; (3) gives any |
39-58 |
false or forged evidence of any kind to the department and/or board or to any member or |
39-59 |
employee thereof in obtaining or attempting to obtain a license/certificate of authorization; (4) |
39-60 |
falsely impersonates any other registration whether of a like or different name; (5) uses or |
39-61 |
attempts to use an expired, revoked, or nonexistent license/certificate of authorization; (6) falsely |
39-62 |
claims to be registered under this chapter; or (7) otherwise violates any provision of this chapter, |
39-63 |
shall upon determination thereof by a court of competent jurisdiction, be subject to a civil penalty |
39-64 |
of one thousand dollars ($1,000) for the first offense, and a civil penalty of two thousand dollars |
39-65 |
($2,000) for each subsequent offense; and in the court's discretion and upon good cause shown, |
39-66 |
reimburse the department |
39-67 |
department and/or board in connection with the proceedings, including attorneys fees (which |
39-68 |
amounts shall be deposited as general revenues); and be subject to, in the board's discretion, |
40-1 |
public censure or reprimand. |
40-2 |
     (d) |
40-3 |
the director shall have the power to institute injunction proceedings in superior court to prevent |
40-4 |
violations of subsection (a) or (b) of this section and/or for violations of § 5-51-3. In injunction |
40-5 |
proceedings, the director |
40-6 |
not exist, or that substantial or irreparable damage would result from continued violations. The |
40-7 |
superior court, in its discretion and in addition to any injunctive relief granted to the board, may |
40-8 |
order that any person or entity in violation of this section shall: (i) upon good cause shown, |
40-9 |
reimburse the department |
40-10 |
department and/or board in connection with the proceedings, including attorneys fees (which |
40-11 |
amounts shall be deposited as general revenues); and/or (ii) be subject to public censure or |
40-12 |
reprimand. |
40-13 |
     5-51-17. Revocation or suspension of licenses or certificates of authorization.-- After |
40-14 |
notice and a hearing as provided in § 5-51-17.1, the director |
40-15 |
or upon recommendation of the board: suspend, revoke, or take other permitted action with |
40-16 |
respect to |
40-17 |
with respect to |
40-18 |
reprimand or censure in writing; and/or limit the scope of practice of; and/or impose an |
40-19 |
administrative fine upon (not to exceed one thousand dollars ($1,000) for each violation); and/or |
40-20 |
place on probation; and/or for good cause shown, order a reimbursement of the |
40-21 |
for all fees, expenses, costs, and attorneys fees in connection with the proceedings (which |
40-22 |
amounts shall be deposited as general revenues), all with or without terms, conditions or |
40-23 |
limitations, holders of a license or certificate of authorization, (hereafter referred to as |
40-24 |
licensee(s)), for any one or more of the following causes: |
40-25 |
     (1) Bribery, fraud, deceit, or misrepresentation in obtaining a license or certificate of |
40-26 |
authorization; |
40-27 |
     (2) Practicing landscape architecture in another state or country or jurisdiction in |
40-28 |
violation of the laws of that state or country or jurisdiction; |
40-29 |
     (3) Practicing landscape architecture in this state in violation of the standards of |
40-30 |
professional conduct established by the board and approved by the director; |
40-31 |
     (4) Fraud, deceit, recklessness, gross negligence, misconduct, or incompetence in the |
40-32 |
practice of landscape architecture; |
40-33 |
     (5) Use of a landscape architect's stamp in violation of § 5-51-11; |
41-34 |
     (6) Violation of any of the provisions of this chapter or chapter 5-84; |
41-35 |
     (7) Suspension or revocation of the right to practice landscape architecture before any |
41-36 |
state or before any other country or jurisdiction; |
41-37 |
     (8) Conviction of or pleading guilty or nolo contendere to any felony or to any crime of, |
41-38 |
or an act constituting a crime of, forgery, embezzlement, obtaining money under false pretenses, |
41-39 |
bribery, larceny, extortion, conspiracy to defraud, or any other similar offense or offenses |
41-40 |
involving moral turpitude, in a court of competent jurisdiction of this state or any other state or of |
41-41 |
the federal government; |
41-42 |
     (9) Failure to furnish to the department and/or board or any person acting on behalf of the |
41-43 |
board in a reasonable time the information that may be legally requested by the department and/or |
41-44 |
board; |
41-45 |
     (10) In conjunction with any violation of subdivisions (1) through (9) of this section, any |
41-46 |
conduct reflecting adversely upon the licensee's fitness to engage in the practice of landscape |
41-47 |
architecture; and |
41-48 |
     (11) In conjunction with any violation of subdivisions (1) through (9) of this section, any |
41-49 |
other conduct discreditable to the landscape architectural profession. |
41-50 |
     5-51-17.1. Initiation of proceedings – Hearings before the board – Appeals – Notice |
41-51 |
to other states. -- (a) The director |
41-52 |
holders of a license and/or certificate of authorization (hereafter referred to as licensee(s)) either |
41-53 |
on his or her |
41-54 |
|
41-55 |
board of landscape architects or from the appropriate authority in another country or jurisdiction |
41-56 |
of its decision to: |
41-57 |
     (1) Revoke, suspend, or refuse to renew the practice privileges granted in that state or in |
41-58 |
that country or jurisdiction to the licensee; or |
41-59 |
     (2) Publicly censure, or censure in writing, limit the scope of practice of, impose an |
41-60 |
administrative fine upon, or place on probation the licensee. |
41-61 |
     (b) A written notice stating the nature of the charge or charges against the licensee and |
41-62 |
the time and place of the hearing before the department |
41-63 |
the licensee not less than twenty (20) days prior to the date of the hearing either personally or by |
41-64 |
mailing a copy of the notice by certified mail, return receipt requested, to the address of the |
41-65 |
licensee last known to the board. |
41-66 |
     (c) If, after being served with the notice of hearing as provided for in this section, the |
41-67 |
licensee fails to appear at the hearing and to defend against the stated charges, the director |
41-68 |
may proceed to hear evidence against the licensee and may enter any order that is justified by the |
42-1 |
evidence. An order shall be final unless the licensee petitions for a review of the order as |
42-2 |
provided in this section. Within thirty (30) days from the date of any order, upon a showing of |
42-3 |
good cause for failing to appear and defend, the director |
42-4 |
may permit the licensee to submit evidence in his, her or on its behalf. |
42-5 |
     (d) At any hearing under this section, the licensee may: (1) appear in person or be |
42-6 |
represented by counsel; (2) produce evidence and witnesses on his, her, or its behalf; (3) cross- |
42-7 |
examine witnesses; and (4) examine any evidence that might be produced. A sole proprietorship |
42-8 |
may be represented by counsel before the board or department, or by the sole proprietor. A |
42-9 |
partnership or limited liability partnership may be represented before the board or department by |
42-10 |
counsel or any partner. A corporation may be represented by counsel before the board or |
42-11 |
department, or any shareholder, officer or director of the corporation. A limited liability company |
42-12 |
may be represented before the board or department by counsel or any member or manager of the |
42-13 |
limited liability company. The licensee shall be entitled, upon written application to the |
42-14 |
department |
42-15 |
licensee's behalf. |
42-16 |
     (e) The director |
42-17 |
attendance of witnesses and the production of documents and may administer oaths, take |
42-18 |
testimony, hear proofs and receive exhibits in evidence in connection with or upon hearing under |
42-19 |
this chapter. In case of disobedience to a subpoena, the director |
42-20 |
court to require the attendance and testimony of witnesses and the production of documentary |
42-21 |
evidence. |
42-22 |
     (f) The director |
42-23 |
evidence in the conduct of its proceedings, but any determination of the board shall be based |
42-24 |
upon sufficient legal evidence to sustain the determination. |
42-25 |
     (g) |
42-26 |
accordance with the rules and regulations established by the department’s rules of procedure for |
42-27 |
administrative hearings |
42-28 |
     (h) |
42-29 |
|
42-30 |
proceedings before the director through representation by the department’s legal staff acting as |
42-31 |
the prosecuting agent before the director. |
42-32 |
     (i) Any appeal from the decision of the department |
42-33 |
adversely affected by the decision, shall be governed by § 42-35-15. |
43-34 |
     (j) On the director rendering a decision to: (1) revoke or suspend |
43-35 |
license issued under the laws of this state; (2) revoke or suspend |
43-36 |
authorization issued under the laws of this state; or (3) publicly censure, censure in writing, limit |
43-37 |
the scope of practice of, impose an administrative fine upon, or place on probation a licensee, the |
43-38 |
board shall examine its records to determine whether the licensee holds a license or a certificate |
43-39 |
of authorization to practice in any other state or country or jurisdiction. If the board determines |
43-40 |
that the licensee in fact holds a license or certificate of authorization, the board shall immediately |
43-41 |
notify the board of landscape architecture of the other state or country or jurisdiction by mail of |
43-42 |
|
43-43 |
whether or not the licensee has appealed the decision. |
43-44 |
     (k) The director |
43-45 |
proceedings have been initiated under this chapter to, upon good cause shown, reimburse the |
43-46 |
department and/or board for any and all fees, expenses, and costs incurred by the department |
43-47 |
|
43-48 |
within thirty (30) days from the date they are assessed and may be reviewed in accordance with § |
43-49 |
42-35-15, and shall be deposited as general revenues. |
43-50 |
     (l) The department |
43-51 |
available to act as legal advisor to the board and shall render any legal assistance that may be |
43-52 |
necessary in carrying out the provisions of this chapter. The director |
43-53 |
counsel and obtain other necessary assistance to be appointed by the governor to aid in the |
43-54 |
enforcement of this chapter, and the compensation and expenses shall be paid from the fund of |
43-55 |
the department |
43-56 |
     (m) Nothing herein shall be construed to prevent the board from entering into consent |
43-57 |
agreements or informal resolutions with any party under investigation for violations under this |
43-58 |
chapter and/or chapter 5-84. |
43-59 |
     SECTION 5. Sections 5-84-5 of the General Laws in Chapter 5-84 entitled "Division of |
43-60 |
Design Professionals" is hereby amended to read as follows: |
43-61 |
     5-84-5. Imposition of fines for unregistered activity.-- (a) In addition to any other |
43-62 |
provision of law, if a person or business practices or offers to practice architecture, engineering, |
43-63 |
land surveying, or landscape architecture in the state without being registered or authorized to |
43-64 |
practice as required by law, the boards within the division may recommend that the director of the |
43-65 |
department of business regulations issue an order imposing a fine; provided, however, that this |
43-66 |
section shall not apply to issues between the boards referred to in subsection (a) of this section as |
43-67 |
to the scope of a board registrant's authority to engage in work relating to another board's |
43-68 |
jurisdiction or to issues relating to ISDS designers licensed by the department of environmental |
44-1 |
management. |
44-2 |
      (b) A fine ordered under this section may not exceed two thousand five hundred dollars |
44-3 |
($2,500) for each offense. In recommending a fine, the board shall set the amount of the penalty |
44-4 |
imposed under this section after taking into account factors, including the seriousness of the |
44-5 |
violation, the economic benefit resulting from the violation, the history of violations, and other |
44-6 |
matters the board considers appropriate. |
44-7 |
      (c) Before recommending that a fine be order under this section, the board shall provide |
44-8 |
the person or business written notice and the opportunity to request, with thirty (30) days of |
44-9 |
issuance of notice by the board, a hearing on the record. |
44-10 |
      (d) A person or business aggrieved by the ordering of a fine under this section may file |
44-11 |
an appeal with the superior court for judicial review of the ordering of a fine. |
44-12 |
      (e) If a person of business fails to pay the fine within thirty (30) days after entry of an |
44-13 |
order under (a) of this section, or if the order is stayed pending an appeal, within ten (10) days |
44-14 |
after the court enters a final judgment in favor of the |
44-15 |
(d) of this section, the |
44-16 |
commence a civil action to recover the amount of the fine. |
44-17 |
     SECTION 6. Chapter 5-84 of the General Laws entitled "Division of Design |
44-18 |
Professionals" is hereby amended by adding thereto the following sections: |
44-19 |
     5-84-1.1. Definitions. – As used in this chapter: |
44-20 |
     (1) "Department" means the department of business regulation; |
44-21 |
     (2) "Director" means the director, or his or her designee, of the department of business |
44-22 |
regulation. |
44-23 |
     5-84-6. Cease and Desist Authority. -- If the director has reason to believe that any |
44-24 |
person, firm, corporation, or association is conducting any activity under the jurisdiction of |
44-25 |
division of design professionals including professional engineering, professional land surveying, |
44-26 |
architecture, and/or landscape architecture without obtaining a license or registration, or who after |
44-27 |
the denial, suspension, or revocation of a license or registration is conducting that business, the |
44-28 |
director may, either on his or her own initiative or upon recommendation of the appropriate |
44-29 |
board, issue an order to that person, firm, corporation, or association commanding them to appear |
44-30 |
before the department at a hearing to be held not sooner than ten (10) days nor later than twenty |
44-31 |
(20) days after issuance of that order to show cause why the director should not issue an order to |
44-32 |
that person to cease and desist from the violation of the provisions of this chapter and/or chapters |
44-33 |
1, 8, 8.1 and/or 51 of title 5. That order to show cause may be served on any person, firm, |
44-34 |
corporation, or association named by any person in the same manner that a summons in a civil |
45-1 |
action may be served, or by mailing a copy of the order, certified mail, return receipt requested, to |
45-2 |
that person at any address at which that person has done business or at which that person lives. If |
45-3 |
during that hearing the director is satisfied that the person is in fact violating any provision of this |
45-4 |
chapter, the director may order that person, in writing, to cease and desist from that violation |
45-5 |
and/or impose an appropriate fine under section 5-84-5 or other applicable law and/or refer the |
45-6 |
matter to the attorney general for appropriate action under chapters 1, 8, 8.1 and/or 51 of title 5. |
45-7 |
All these hearings are governed in accordance with the administrative procedures act. If that |
45-8 |
person fails to comply with an order of the department after being afforded a hearing, the superior |
45-9 |
court for Providence county has jurisdiction upon complaint of the department to restrain and |
45-10 |
enjoin that person from violating chapter 1, 8, 8.1, 51 and/or 84 of title 5. |
45-11 |
     SECTION 7. This act shall take effect upon passage. |
      | |
======= | |
LC01416 | |
======== | |
EXPLANATION | |
BY THE LEGISLATIVE COUNCIL | |
OF | |
A N A C T | |
RELATING TO BUSINESSES AND PROFESSIONS | |
*** | |
46-1 |
     This act would: (1) Clarify the department of business regulation's responsibilities over |
46-2 |
the boards within the division of design professionals; (2) Update the testing requirements for |
46-3 |
land surveyors and engineers due to changes in testing procedures at the national council of |
46-4 |
examiners for engineers and surveyors; (3) Provide cease and desist authority; (4) Provide |
46-5 |
uniform provisions regarding immunity and indemnification for good faith discharge of duties |
46-6 |
under the chapters amended herein; and (5) Clarify existing statutes. |
46-7 |
     This act would take effect upon passage. |
      | |
======= | |
LC01416 | |
======= |