CHAPTER 6A-8
Investment Securities
Index Of Sections
- § 6A-8-101 Short title.
- § 6A-8-102 Definitions.
- § 6A-8-103 Rules for determining whether certain obligations and interests are securities or financial assets.
- § 6A-8-104 Acquisition of security or financial asset or interest therein.
- § 6A-8-105 Notice of adverse claim.
- § 6A-8-106 Control.
- § 6A-8-107 Whether indorsement, instruction, or entitlement order is effective.
- § 6A-8-108 Warranties in direct holding.
- § 6A-8-109 Warranties in indirect holding.
- § 6A-8-110 Applicability – Choice of law.
- § 6A-8-111 Clearing corporation rules.
- § 6A-8-112 Creditor's legal process.
- § 6A-8-113 Statute of frauds inapplicable.
- § 6A-8-114 Evidentiary rules concerning certificated securities.
- § 6A-8-115 Securities intermediary and others not liable to adverse claimant.
- § 6A-8-116 Securities intermediary as purchaser for value.
- § 6A-8-201 Issuer.
- § 6A-8-202 Issuer's responsibility and defenses – Notice of defect or defense.
- § 6A-8-203 Staleness as notice of defect or defense.
- § 6A-8-204 Effect of issuer's restriction on transfer.
- § 6A-8-205 Effect of unauthorized signature on security certificate.
- § 6A-8-206 Completion of alteration of security certificate.
- § 6A-8-207 Rights and duties of issuer with respect to registered owners.
- § 6A-8-208 Effect of signature of authenticating trustee, registrar, or transfer agent.
- § 6A-8-209 Issuer's lien.
- § 6A-8-210 Overissue.
- § 6A-8-301 Delivery.
- § 6A-8-302 Rights of purchaser.
- § 6A-8-303 Protected purchaser.
- § 6A-8-304 Indorsement.
- § 6A-8-305 Instruction.
- § 6A-8-306 Effect of guaranteeing signature, indorsement, or instruction.
- § 6A-8-307 Purchaser's right to requisites for registration of transfer.
- § 6A-8-401 Duty of issuer to register transfer.
- § 6A-8-402 Assurance that indorsement or instruction is effective.
- § 6A-8-403 Demand that issuer not register transfer.
- § 6A-8-404 Wrongful registration.
- § 6A-8-405 Replacement of lost, destroyed, or wrongfully taken security certificate.
- § 6A-8-406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- § 6A-8-407 Authenticating trustee, transfer agent, and registrar.
- § 6A-8-501 Securities account – Acquisition of security entitlement from securities intermediary.
- § 6A-8-502 Assertion of adverse claim against entitlement holder.
- § 6A-8-503 Property interest of entitlement holder in financial asset held by securities intermediary.
- § 6A-8-504 Duty of securities intermediary to maintain financial asset.
- § 6A-8-505 Duty of securities intermediary with respect to payments and distributions.
- § 6A-8-506 Duty of securities intermediary to exercise rights as directed by entitlement holder.
- § 6A-8-507 Duty of securities intermediary to comply with entitlement order.
- § 6A-8-508 Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- § 6A-8-509 Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- § 6A-8-510 Rights of purchaser of security entitlement from entitlement holder.
- § 6A-8-511 Priority among security interests and entitlement holders.
- § 6A-8-601 Savings clause.
- § 6A-8-602 Official comments.