Title 7
Corporations, Associations, and Partnerships

Chapter 11
Rhode Island Uniform Securities Act

Part III
Registration of Securities

R.I. Gen. Laws 7-11-301

 7-11-301.  Registration requirement.

A person may not offer to sell or sell a security in this state unless the security:

(1) Is registered under this chapter;

(2) The security or transaction is exempt under this chapter; or

(3) It is a federal covered security.

History of Section.
P.L. 1990, ch. 460, 2; P.L. 1997, ch. 69, 1.