Part V
Fraudulent and Other Prohibited Practices

Index of Sections

§ 7-11-501. Offers, sales, and purchases.

§ 7-11-502. Market manipulation.

§ 7-11-503. Prohibited transactions by investment advisers, federal covered advisers.

§ 7-11-504. Misleading filings.

§ 7-11-505. Unlawful representations concerning licensing, registration, or exemption.